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CARI ANN SCHULZ
CARI ANN DUCKETT
CRD#: 2217548
IA
Investment Adviser
B
Broker
LASALLE ST. INVESTMENT ADVISORS, L.L.C.CRD#: 109701 Litchfield Park, AZ
LASALLE ST SECURITIES, L.L.C.CRD#: 7191 Litchfield Park, AZ
Registration History
19952000200520102015202020252 FIRMS1992 - 1992 (<1 year)2 FIRMS1999 - 2002 (3 years)2 FIRMS2002 - 2005 (2 years)2 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - 2023 (8 years)2 FIRMS2023 - Present (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1995 - 1999 (3 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1993 - 1995 (2 years)
License(s)

State Registrations

B
Arizona 1/27/2023

IA
New York 4/27/2023

IA
Arizona 2/10/2023

B
North Carolina 1/27/2023

B
Colorado 1/27/2023

IA
North Carolina 2/13/2023

B
Florida 1/27/2023

B
Pennsylvania 1/27/2023

IA
Florida 2/26/2023

B
Texas 1/27/2023

B
New York 1/27/2023

IA
Texas 1/27/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LASALLE ST. INVESTMENT ADVISORS, L.L.C. (CRD#:109701)
Litchfield Park, AZ
Registered with this firm since 1/27/2023

B
LASALLE ST SECURITIES, L.L.C. (CRD#:7191)
Litchfield Park, AZ
Registered with this firm since 1/27/2023

Previous Registration(s)
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IA
10/13/2014 - 02/07/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) FT. WORTH, TX
B
10/13/2014 - 02/07/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) FT. WORTH, TX
IA
06/01/2009 - 10/20/2014 MORGAN STANLEY (CRD#:149777) FT. WORTH, TX
B
06/01/2009 - 10/20/2014 MORGAN STANLEY (CRD#:149777) FT. WORTH, TX
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) FT. WORTH, TX
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) FT. WORTH, TX
IA
05/27/2005 - 04/02/2007 MORGAN STANLEY (CRD#:7556) FT. WORTH, TX
B
05/27/2005 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) FT. WORTH, TX
IA
09/18/2002 - 06/03/2005 CHARLES SCHWAB & CO., INC. (CRD#:5393) FORT WORTH, TX
B
09/18/2002 - 06/03/2005 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
IA
12/03/1999 - 09/23/2002 STRATEGIC ADVISERS INC. (CRD#:104555) IRVING, TX
B
09/03/1999 - 09/06/2002 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
B
11/20/1995 - 09/01/1999 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
02/03/1993 - 08/14/1995 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
07/16/1992 - 12/18/1992 CORPORATE SECURITIES GROUP, INC. (CRD#:11025) ST. LOUIS, MO
B
04/03/1992 - 07/27/1992 J. W. GANT & ASSOCIATES, INC. (CRD#:7963)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.