View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 12/06/2013 - 08/14/2023 | CHICAGO, IL | |
IA | 03/14/2013 - 12/19/2013 | CHICAGO, IL | |
B | 03/20/2013 - 12/19/2013 | CHICAGO, IL | |
IA | 12/13/2010 - 12/19/2011 | CHICAGO, IL | |
B | 12/13/2010 - 12/19/2011 | CHICAGO, IL | |
IA | 08/09/2005 - 12/01/2010 | CHICAGO, IL | |
B | 08/09/2005 - 12/01/2010 | CHICAGO, IL | |
IA | 08/05/2003 - 12/01/2004 | CHICAGO, IL | |
B | 07/31/2003 - 12/01/2004 | WESTLAKE, TX | |
IA | 02/13/2002 - 07/23/2002 | CHICAGO, IL | |
B | 01/31/2002 - 07/23/2002 | MINNEAPOLIS, MN | |
B | 01/31/2002 - 07/23/2002 | MINNEAPOLIS, MN | |
B | 07/27/2001 - 12/10/2001 | NEW YORK, NY | |
B | 02/28/1995 - 07/10/2001 | DETROIT, MI | |
B | 12/02/1994 - 05/15/1995 | POMPANO BEACH, FL | |
B | 04/28/1993 - 11/30/1994 | NEW YORK, NY | |
B | 04/30/1992 - 05/13/1993 | NEW YORK, NY |