Individual Firm
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RUDY MERL THOMAS
RUDY THOMAS
CRD#: 2216857
IA
FAIRWAY ASSET MANAGEMENT, LLCCRD#: 146636 17445 ARBOR STREET
SUITE 200
OMAHA, NE 68130-4645
SUITE 200
OMAHA, NE 68130-4645
0
Disclosures
22
Years of Experience
View By:
State Registrations
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California 7/18/2017
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Nebraska 2/6/2009
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Florida 8/29/2016
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North Dakota 7/24/2017
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Georgia 2/22/2018
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Ohio 7/6/2017
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Iowa 6/23/2017
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Oklahoma 7/12/2017
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Mississippi 8/24/2017
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Texas 5/5/2009
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Missouri 6/13/2011
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Registered with this firm since 2/6/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/23/1996 - 11/19/2002 | OMAHA, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.