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RUDY MERL THOMAS
RUDY THOMAS
CRD#: 2216857
IA
Investment Adviser
FAIRWAY ASSET MANAGEMENT, LLCCRD#: 146636 17445 ARBOR STREET
SUITE 200
OMAHA, NE 68130-4645
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAFAIRWAY ASSET MANAGEMENT, LLC (CRD# 146636)2009 - Present (16 years)IAAMERICA FIRST INVESTMENT ADVIS... (CRD# 106984)1996 - 2002 (6 years)
License(s)

State Registrations

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California 7/18/2017

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Nebraska 2/6/2009

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Florida 8/29/2016

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North Dakota 7/24/2017

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Georgia 2/22/2018

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Ohio 7/6/2017

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Iowa 6/23/2017

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Oklahoma 7/12/2017

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Mississippi 8/24/2017

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Texas 5/5/2009

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Missouri 6/13/2011

Current Registration(s)
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FAIRWAY ASSET MANAGEMENT, LLC (CRD#:146636)
17445 ARBOR STREET SUITE 200, OMAHA, NE 68130-4645
Registered with this firm since 2/6/2009

Previous Registration(s)
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09/23/1996 - 11/19/2002 AMERICA FIRST INVESTMENT ADVISORS LLC (CRD#:106984) OMAHA, NE
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.