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Detailed Report
ROBERT CHRISTOPHER WALTERS
CHRIS WALTERS, CHRISTOPHER WALTERS
CRD#: 2216758
IA
Investment Adviser
B
Broker
CARY STREET PARTNERSCRD#: 128545 143 WEST MAIN ST.
ABINGDON, VA 24210
CARY STREET PARTNERSCRD#: 128089 143 WEST MAIN STREET
ABINGDON, VA 24210
Registration History
19952000200520102015202020252 FIRMS1998 - 2009 (11 years)2 FIRMS2009 - Present (15 years)BNATIONSSECURITIES (CRD# 32542)1993 - 1998 (4 years)BNOMURA SECURITIES INTERNATIONA... (CRD# 4297)1992 - 1993 (<1 year)
License(s)

State Registrations

B
Alabama 2/8/2018
B
New York 7/31/2009
B
Alaska 1/20/2011
B
North Carolina 7/31/2009
B
Arizona 8/1/2009
IA
North Carolina 12/12/2018
B
California 7/31/2009
B
North Dakota 12/19/2023
B
Colorado 5/10/2018
B
Ohio 10/18/2021
B
District of Columbia 7/31/2009
B
Pennsylvania 1/30/2023
B
Florida 7/31/2009
B
South Carolina 7/31/2009
B
Georgia 7/31/2009
B
Tennessee 7/31/2009
B
Hawaii 10/1/2015
B
Texas 7/31/2009
B
Illinois 3/23/2010
IA
Texas 1/7/2022
B
Kentucky 5/4/2011
B
Virginia 7/31/2009
B
Louisiana 11/15/2013
IA
Virginia 7/31/2009
B
Maryland 6/14/2018
B
Washington 11/16/2012
B
Massachusetts 10/16/2023
B
West Virginia 7/31/2009
B
Michigan 12/20/2011
B
Wisconsin 5/3/2019
B
Mississippi 5/14/2021
B
Wyoming 7/31/2009
B
New Mexico 2/8/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CARY STREET PARTNERS (CRD#:128545)
143 WEST MAIN ST., ABINGDON, VA 24210
Registered with this firm since 7/31/2009
B
CARY STREET PARTNERS (CRD#:128089)
143 WEST MAIN STREET, ABINGDON, VA 24210
185 W. MAIN STREET, WYTHEVILLE, VA 24382
Registered with this firm since 7/31/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/07/1998 - 08/04/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ABINGDON, VA
B
 01/01/1998 - 08/04/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ABINGDON, VA
B
 10/15/1993 - 01/01/1998 NATIONSSECURITIES (CRD#:32542)
B
 11/03/1992 - 09/10/1993 NOMURA SECURITIES INTERNATIONAL, INC. (CRD#:4297) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.