• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Thomas J. McBride
THOMAS J MCBRIDE, THOMAS JAMES MCBRIDE, Tommy McBride
CRD#: 2216678
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5910 N CENTRAL EXPY
DALLAS, TX 75206
Registration History
19952000200520102015202020252 FIRMS1992 - Present (32 years)
Disclosure(s)
View By:
10/3/2000
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 7/16/2004

B
Montana 5/1/2000

B
Alaska 1/3/2012

B
Nebraska 1/3/2012

B
Arizona 1/6/1999

B
Nevada 1/7/1999

B
Arkansas 7/16/2004

B
New Hampshire 1/3/2012

B
California 8/25/1994

B
New Jersey 9/17/1993

B
Colorado 4/15/1993

B
New Mexico 3/11/2004

B
Connecticut 3/14/1997

B
New York 1/3/1995

B
Delaware 3/31/2010

B
North Carolina 7/2/1992

B
District of Columbia 8/1/1997

B
North Dakota 1/3/2012

B
Florida 7/7/1992

B
Ohio 7/19/2004

B
Georgia 8/26/1994

B
Oklahoma 1/24/1994

B
Hawaii 7/16/2004

B
Oregon 2/16/2000

B
Idaho 7/16/2004

B
Pennsylvania 3/27/1997

B
Illinois 7/1/1992

B
Rhode Island 1/3/2012

B
Indiana 6/29/1998

B
South Carolina 7/10/1995

B
Iowa 1/3/2012

B
South Dakota 1/3/2012

B
Kansas 7/16/2004

B
Tennessee 12/11/2003

B
Kentucky 7/16/2004

B
Texas 4/21/1992

B
Louisiana 1/8/1999

IA
Texas 4/21/1992

B
Maine 1/3/2012

B
Utah 7/16/2004

B
Maryland 6/10/1999

B
Vermont 11/22/2000

B
Massachusetts 3/27/1997

B
Virginia 7/2/1992

B
Michigan 7/16/2004

B
Washington 4/9/1999

B
Minnesota 6/18/2001

B
West Virginia 3/22/2004

B
Mississippi 7/16/2004

B
Wisconsin 8/19/2004

B
Missouri 2/12/2004

B
Wyoming 7/16/2004

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5910 N CENTRAL EXPY, DALLAS, TX 75206
Registered with this firm since 4/21/1992

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5910 N CENTRAL EXPY, DALLAS, TX 75206
Registered with this firm since 4/8/1992

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.