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DAVID JOSEPH STELLA
CRD#: 2216307
IA
B
MORGAN STANLEYCRD#: 149777 201 East Pine Street 11Th Floor
Orlando, FL 32801
Orlando, FL 32801
0
Disclosures
28
Years of Experience
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State Registrations
B
Alabama 12/16/2020
B
Nevada 11/5/2019
B
Arkansas 11/28/2016
B
New Hampshire 8/21/2020
B
California 10/28/2016
B
New Jersey 10/28/2016
B
Colorado 10/28/2016
B
New York 4/2/2018
B
Delaware 8/20/2018
B
North Carolina 12/1/2020
B
District of Columbia 11/8/2018
B
Ohio 11/22/2020
B
Florida 10/14/2016
B
Oklahoma 10/6/2023
IA
Florida 10/17/2016
B
Oregon 11/5/2019
B
Georgia 10/14/2016
B
Pennsylvania 11/20/2020
B
Hawaii 6/19/2017
B
Puerto Rico 9/14/2022
B
Illinois 10/11/2019
B
Rhode Island 5/4/2018
B
Indiana 11/20/2020
B
South Carolina 12/16/2020
B
Kentucky 12/9/2019
B
South Dakota 4/24/2019
B
Maine 12/1/2020
B
Tennessee 1/6/2020
B
Maryland 6/1/2018
B
Texas 10/28/2016
B
Massachusetts 9/21/2017
IA
Texas 12/16/2016
B
Michigan 5/4/2022
B
Utah 2/12/2019
B
Minnesota 7/26/2021
B
Virginia 10/28/2016
B
Mississippi 12/16/2020
B
Washington 8/11/2020
B
Missouri 10/14/2016
B
West Virginia 12/16/2020
B
Montana 3/28/2022
B
Wisconsin 3/5/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/17/2016
B
Registered with this firm since 10/14/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/17/2010 - 10/19/2016 | ORLANDO, FL | |
B | 02/24/2010 - 10/19/2016 | ORLANDO, FL | |
IA | 02/27/2007 - 03/03/2008 | WINTER PARK, FL | |
B | 11/07/2007 - 03/03/2008 | WINTER PARK, FL | |
IA | 07/10/2003 - 07/13/2007 | BIRMINGHAM, AL | |
B | 10/28/2002 - 10/07/2003 | BIRMINGHAM, AL | |
IA | 01/07/2003 - 08/15/2003 | ORLANDO, FL | |
IA | 02/20/2002 - 10/25/2002 | MAITLAND, FL | |
B | 02/16/2002 - 10/25/2002 | ATLANTA, GA | |
B | 12/04/1998 - 02/16/2002 | COLUMBUS, OH | |
B | 04/01/1998 - 12/11/1998 | BOSTON, MA | |
B | 03/24/1998 - 04/01/1998 | ||
B | 09/18/1996 - 04/01/1998 | JACKSONVILLE, FL | |
B | 08/19/1994 - 08/08/1996 | NEW YORK, NY |
BIRMINGHAM, AL
07/10/2003 - 07/13/2007
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.