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Detailed Report
AARON MATTHEW PERSONS
CRD#: 2216151
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 6420 E HIGHWAY 290
AUSTIN, TX 78723
CETERA INVESTMENT SERVICES LLCCRD#: 15340 6420 E HIGHWAY 290
AUSTIN, TX 78723
Registration History
19952000200520102015202020252 FIRMS1992 - 1995 (3 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2019 (8 years)2 FIRMS2019 - 2023 (3 years)2 FIRMS2023 - Present (1 year)BWAMU INVESTMENTS, INC. (CRD# 599)2001 - 2009 (8 years)BBANK UNITED SECURITIES CORP. (CRD# 30288)1999 - 2001 (2 years)BGRIFFIN FINANCIAL SERVICES (CRD# 10823)1996 - 1998 (2 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1995 - 1996 (1 year)IAWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2009 (3 years)
License(s)

State Registrations

B
Texas 7/31/2023
IA
Texas 7/31/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
6420 E HIGHWAY 290, AUSTIN, TX 78723
AUSTIN, TX
Registered with this firm since 7/31/2023
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
6420 E HIGHWAY 290, AUSTIN, TX 78723
AUSTIN, TX
Registered with this firm since 7/31/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/10/2019 - 02/28/2023 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) Austin, TX
B
 07/10/2019 - 02/28/2023 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) SAN DIEGO, CA
IA
 11/24/2010 - 01/25/2019 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) AUSTIN, TX
B
 11/24/2010 - 01/25/2019 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) AUSTIN, TX
IA
 05/02/2009 - 10/01/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DALLAS, TX
B
 05/02/2009 - 10/01/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DALLAS, TX
IA
 04/27/2006 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) DALLAS, TX
B
 03/15/2001 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) DALLAS, TX
B
 02/09/1999 - 04/01/2001 BANK UNITED SECURITIES CORP. (CRD#:30288) HOUSTON, TX
B
 10/16/1996 - 12/03/1998 GRIFFIN FINANCIAL SERVICES (CRD#:10823)
B
 10/11/1995 - 10/10/1996 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
 04/15/1992 - 09/13/1995 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 04/15/1992 - 09/13/1995 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.