• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
PATRICK EARL MCKIM
CRD#: 2215427
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1165 DELAWARE STREET SUITE 245
DENVER, CO 80204
CETERA ADVISORS LLCCRD#: 10299 1165 DELAWARE STREET SUITE 245
DENVER, CO 80204
Registration History
1995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2014 - Present (11 years)BGENEOS WEALTH MANAGEMENT, INC. (CRD# 120894)2008 - 2014 (5 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1994 - 2008 (14 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1992 - 1994 (2 years)IACETERA ADVISORS LLC (CRD# 10299)2014 - 2024 (10 years)IAGENEOS WEALTH MANAGEMENT, INC. (CRD# 120894)2011 - 2014 (2 years)IAFINANCIAL DESIGN & MANAGEMENT,... (CRD# 113387)2008 - 2011 (3 years)IAADRIAN & ASSOCIATES INC (CRD# 107307)1999 - 2008 (9 years)
License(s)

State Registrations

B
Arizona 1/31/2014

B
New Mexico 6/23/2022

B
California 1/31/2014

B
New York 5/25/2016

B
Colorado 2/6/2014

B
Pennsylvania 1/5/2018

IA
Colorado 3/21/2024

B
South Dakota 9/29/2022

B
Florida 9/2/2014

B
Tennessee 1/4/2023

B
Idaho 12/21/2022

B
Texas 1/31/2014

B
Iowa 1/5/2024

IA
Texas 3/21/2024

B
Kentucky 5/12/2022

B
Wyoming 1/4/2019

B
Missouri 1/31/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1165 DELAWARE STREET SUITE 245, DENVER, CO 80204
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
1165 DELAWARE STREET SUITE 245, DENVER, CO 80204
Registered with this firm since 1/31/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/31/2014 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
07/01/2011 - 02/03/2014 GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894) DENVER, CO
B
07/01/2008 - 02/03/2014 GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894) DENVER, CO
IA
06/18/2008 - 07/28/2011 FINANCIAL DESIGN & MANAGEMENT, INC. (CRD#:113387) GREENWOOD VILLAGE, CO
B
03/01/1994 - 07/01/2008 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) FORT COLLINS, CO
IA
01/01/1999 - 04/01/2008 ADRIAN & ASSOCIATES INC (CRD#:107307) GREENWOOD VILLAGE, CO
B
02/24/1992 - 03/04/1994 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.