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XAVIER JUAN PUJOL
JUAN P XAVIER
CRD#: 2215260
IA
B
OSAIC WEALTH, INC.CRD#: 23131 1511 N. WESTSHORE BLVD.
SUITE 1100
TAMPA, FL 33607
SUITE 1100
TAMPA, FL 33607
0
Disclosures
33
Years of Experience
View By:
State Registrations
B
Alabama 11/2/2018
B
Minnesota 10/16/2023
B
Arizona 1/6/2021
B
Mississippi 12/4/2018
B
California 11/2/2018
B
Nevada 3/4/2020
B
Colorado 11/2/2018
B
New Hampshire 4/7/2025
B
Delaware 10/15/2021
B
New York 11/2/2018
B
Florida 11/2/2018
B
North Carolina 11/2/2018
IA
Florida 11/2/2018
IA
North Carolina 9/25/2024
B
Georgia 11/2/2018
B
Oklahoma 9/25/2019
B
Illinois 3/27/2023
B
Pennsylvania 2/22/2019
B
Iowa 1/6/2021
B
South Carolina 6/22/2021
B
Kentucky 5/10/2021
B
Texas 11/2/2018
B
Louisiana 1/6/2021
IA
Texas 7/7/2023
B
Maryland 4/17/2019
B
Virginia 11/2/2018
B
Massachusetts 11/2/2018
B
Washington 11/2/2018
B
Michigan 4/1/2024
SRO Registrations
B
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IA
Registered with this firm since 11/2/2018
B
Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/16/2013 - 11/02/2018 | TAMPA, FL | |
B | 04/03/1992 - 11/02/2018 | TAMPA, FL | |
B | 04/03/1992 - 05/01/1997 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.