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Detailed Report
JOHN JOSEPH RIPOLL
JOHN JOSEPH RIPOLL III
CRD#: 2215122
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3280 PEACHTREE RD NE 4TH FL
[G4-RBO]
ATLANTA, GA 30305
Registration History
19952000200520102015202020252 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2016 (6 years)2 FIRMS2016 - Present (8 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2008 - 2008 (<1 year)BJACKSON SECURITIES LLC (CRD# 19897)1999 - 2004 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 1999 (7 years)IAJACKSON SECURITIES INCORPORATED (CRD# 19897)2003 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 8/3/2022
B
Massachusetts 12/18/2024
B
Arizona 9/26/2022
B
Michigan 11/22/2024
B
California 8/3/2022
B
Nevada 7/9/2024
B
District of Columbia 4/22/2023
B
New York 6/13/2024
B
Florida 8/3/2022
B
North Carolina 11/2/2022
B
Georgia 8/29/2016
B
South Carolina 8/3/2022
IA
Georgia 8/30/2016
B
Tennessee 11/22/2024
B
Indiana 11/22/2024
B
Texas 3/20/2023
B
Louisiana 5/16/2024
B
Virginia 11/22/2024
B
Maryland 9/20/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3280 PEACHTREE RD NE 4TH FL [G4-RBO], ATLANTA, GA 30305
Registered with this firm since 8/30/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3280 PEACHTREE RD NE 4TH FL [G4-RBO], ATLANTA, GA 30305
Registered with this firm since 8/29/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/23/2009 - 08/02/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
 10/23/2009 - 08/02/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
IA
 02/06/2009 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ATLANTA, GA
B
 01/26/2009 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ATLANTA, GA
B
 09/11/2008 - 12/05/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
IA
 05/13/2003 - 08/10/2004 JACKSON SECURITIES INCORPORATED (CRD#:19897) ATLANTA, GA
B
 10/21/1999 - 08/10/2004 JACKSON SECURITIES LLC (CRD#:19897) ATLANTA, GA
B
 03/13/1992 - 10/22/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.