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Detailed Report
Douglas Martin Fair
CRD#: 2214262
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 9301 Corbin Ave.
Ste. 1800
Northridge, CA 91324
Registration History
19952000200520102015202020252 FIRMS1992 - 1997 (5 years)2 FIRMS1998 - 2003 (4 years)2 FIRMS2003 - 2017 (14 years)2 FIRMS2017 - Present (7 years)IAYOUR MONEY COACH FINANCIAL SER... (CRD# 131172)2004 - Present (20 years)BUNITED PACIFIC SECURITIES, INC. (CRD# 21986)1997 - 1998 (1 year)
License(s)

State Registrations

IA
California 5/12/2004
B
Texas 12/20/2023
B
California 8/21/2017
IA
Texas 12/21/2023
B
Nevada 12/13/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
9301 Corbin Ave. Ste. 1800, Northridge, CA 91324
Registered with this firm since 8/21/2017
IA
YOUR MONEY COACH FINANCIAL SERVICES (CRD#:131172)
MOORPARK, CA
Registered with this firm since 5/12/2004
B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
9301 Corbin Ave. Ste. 1800, Northridge, CA 91324
Registered with this firm since 8/21/2017
Previous Registration(s)
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IA
 04/23/2003 - 08/21/2017 FINANCIAL WEST GROUP (CRD#:16668) Moorpark, CA
B
 04/16/2003 - 08/21/2017 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
MOORPARK, CA
IA
 11/30/1998 - 05/06/2003 SENTRA SECURITIES CORP (CRD#:10249) MOORPARK, CA
B
 11/16/1998 - 05/06/2003 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
B
 05/12/1997 - 11/16/1998 UNITED PACIFIC SECURITIES, INC. (CRD#:21986) CARLSBAD, CA
B
 02/27/1992 - 06/09/1997 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 02/27/1992 - 06/09/1997 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.