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ERIC LEE LYON
CRD#: 2213888
IA
B
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 2424 North Federal Highway Suites 400
Boca Raton, FL 33431
Boca Raton, FL 33431
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 2424 North Federal Highway Suite 400
Boca Raton, FL 33431
Boca Raton, FL 33431
0
Disclosures
33
Years of Experience
View By:
State Registrations
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Alabama 10/1/2024
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Nevada 10/3/2024
B
Arizona 10/1/2024
B
New Jersey 10/3/2024
B
Arkansas 10/1/2024
B
New Mexico 10/1/2024
B
California 10/2/2024
B
New York 10/1/2024
B
Colorado 10/1/2024
B
North Carolina 10/31/2024
B
Connecticut 10/1/2024
B
Ohio 10/1/2024
B
Delaware 10/4/2024
B
Oregon 1/22/2025
B
Florida 10/2/2024
B
Pennsylvania 10/2/2024
IA
Florida 10/3/2024
B
Rhode Island 10/1/2024
B
Georgia 10/2/2024
B
South Carolina 10/3/2024
B
Illinois 11/20/2024
B
Tennessee 10/2/2024
B
Indiana 10/2/2024
B
Texas 10/1/2024
B
Kentucky 10/1/2024
IA
Texas 10/1/2024
B
Maryland 10/1/2024
B
Virgin Islands 10/1/2024
B
Massachusetts 10/4/2024
B
Virginia 10/3/2024
B
Michigan 10/1/2024
B
Washington 10/30/2024
SRO Registrations
B
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IA
Registered with this firm since 10/1/2024
B
Registered with this firm since 10/1/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/14/2004 - 10/30/2024 | BOCA RATON, FL | |
B | 07/22/2022 - 10/30/2024 | BOCA RATON, FL | |
B | 02/05/2004 - 07/22/2022 | BOCA RATON, FL | |
B | 02/04/2003 - 02/19/2004 | BOCA RATON, FL | |
IA | 01/02/2001 - 02/28/2003 | BOCA RATON, FL | |
B | 01/02/2001 - 02/28/2003 | ST. LOUIS, MO | |
B | 09/29/1994 - 01/02/2001 | BOCA RATON, FL | |
B | 02/01/1994 - 10/27/1994 | NEW YORK, NY | |
B | 09/26/1994 - 10/04/1994 | NEW YORK, NY | |
B | 07/10/1992 - 02/04/1994 | ROCHESTER, NY | |
B | 03/02/1992 - 07/10/1992 |
ROCHESTER, NY
07/10/1992 - 02/04/1994
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.