Individual Firm
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ALICIA MAY LARSON
ALICE MAY GOMES, ALICIA GOMES, ALICIA M LARSON
CRD#: 2213656
IA
B
OSAIC WEALTH, INC.CRD#: 23131 Berkley, MA
0
Disclosures
33
Years of Experience
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State Registrations
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Arizona 11/3/2023
B
Massachusetts 11/3/2023
B
Arkansas 9/5/2024
IA
Massachusetts 11/3/2023
B
California 11/3/2023
B
Montana 11/3/2023
B
Connecticut 11/3/2023
B
New Hampshire 11/3/2023
B
Florida 11/3/2023
B
New Jersey 11/3/2023
B
Georgia 11/3/2023
B
North Carolina 11/3/2023
B
Indiana 11/3/2023
B
Rhode Island 11/3/2023
B
Maine 11/3/2023
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/17/2013 - 11/03/2023 | North Dighton, MA | |
B | 02/27/2009 - 11/03/2023 | North Dighton, MA | |
B | 10/16/1992 - 02/27/2009 | NORTON, MA | |
B | 03/11/1992 - 10/23/1992 | FORT MILL, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.