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Detailed Report
John Francis Stohlman
JOHN FRANCIS STOHLMAN JR
CRD#: 2213177
IA
Investment Adviser
B
Broker
GROVE POINT ADVISORS, LLCCRD#: 313171 13 East Deer Park Drive
Gaithersburg, MD 20877
GROVE POINT INVESTMENTS, LLCCRD#: 1763 13 E Deer Park Dr
Gaithersburg, MD 20877
Registration History
19952000200520102015202020252 FIRMS1999 - 2011 (12 years)2 FIRMS2011 - 2020 (8 years)IAGROVE POINT ADVISORS, LLC (CRD# 313171)2021 - Present (3 years)BGROVE POINT INVESTMENTS, LLC (CRD# 1763)2020 - Present (4 years)BFFP SECURITIES, INC. (CRD# 16337)1994 - 1999 (5 years)BINTERSECURITIES, INC. (CRD# 16164)1992 - 1994 (1 year)BPROFESSIONAL BROKER-DEALER FIN... (CRD# 23651)1992 - 1992 (<1 year)IAH. BECK, INC. (CRD# 1763)2020 - 2021 (<1 year)
Disclosure(s)
View By:
11/3/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 10/22/2024
B
Massachusetts 10/28/2021
B
Arkansas 7/24/2020
B
North Carolina 7/27/2020
B
California 7/24/2020
B
Pennsylvania 7/24/2020
B
Colorado 12/11/2024
B
Rhode Island 7/24/2020
B
Delaware 7/24/2020
B
South Carolina 7/24/2020
B
District of Columbia 7/24/2020
B
Texas 7/24/2020
B
Florida 7/24/2020
IA
Texas 10/4/2024
B
Maryland 7/24/2020
B
Virginia 7/24/2020
IA
Maryland 4/1/2021
B
West Virginia 7/24/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GROVE POINT ADVISORS, LLC (CRD#:313171)
13 East Deer Park Drive, Gaithersburg, MD 20877
Registered with this firm since 4/1/2021
B
GROVE POINT INVESTMENTS, LLC (CRD#:1763)
13 E Deer Park Dr, Gaithersburg, MD 20877
Registered with this firm since 7/24/2020
Previous Registration(s)
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IA
 07/24/2020 - 04/01/2021 H. BECK, INC. (CRD#:1763) Rockville, MD
IA
 10/18/2011 - 07/24/2020 SSN ADVISORY, INC. (CRD#:126090) GAITHERSBURG, MD
B
 10/18/2011 - 07/24/2020 SECURITIES SERVICE NETWORK, LLC (CRD#:13318) GAITHERSBURG, MD
IA
 04/23/1999 - 11/01/2011 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) GAITHERSBURG, MD
B
 04/21/1999 - 11/01/2011 NATIONAL PLANNING CORPORATION (CRD#:29604) GAITHERSBURG, MD
B
 03/11/1994 - 04/30/1999 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
B
 11/17/1992 - 03/11/1994 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
B
 02/24/1992 - 12/21/1992 PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC. (CRD#:23651) CASTLE ROCK, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.