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Detailed Report
DAVID DEAN SINGLETON
CRD#: 2212636
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 4425 W ZOO BLVD
SUITE #3
WICHITA, KS 67212
Registration History
19952000200520102015202020252 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)1992 - 2024 (32 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1992 - 1993 (1 year)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2001 - 2024 (23 years)
Disclosure(s)
View By:
3/17/2004
Customer Dispute
Denied
3/16/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/14/2024
B
Louisiana 11/14/2024
B
Colorado 11/14/2024
B
Missouri 11/14/2024
B
Florida 11/15/2024
B
Oklahoma 11/14/2024
B
Kansas 11/14/2024
B
Texas 11/14/2024
IA
Kansas 11/14/2024
IA
Texas 11/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
4425 W ZOO BLVD SUITE #3, WICHITA, KS 67212
12312 OLIVE BOULEVARD SUITE 300, ST LOUIS, MO 63141-6474
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
4425 W ZOO BLVD SUITE #3, WICHITA, KS 67212
12312 OLIVE BOULEVARD SUITE 300, ST LOUIS, MO 63141-6474
Registered with this firm since 11/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/17/2001 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Wichita, KS
B
 02/24/1992 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Wichita, KS
B
 02/24/1992 - 12/10/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.