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JEFFREY NEIL HESS
CRD#: 2212125
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 32255 NORTHWESTERN HWY
STE 200
FARMINGTON HILLS, MI 48334-1574
Registration History
19952000200520102015202020252 FIRMS1992 - 1992 (<1 year)2 FIRMS2009 - Present (15 years)BAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)1993 - 2009 (16 years)IAAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)2003 - 2009 (6 years)IARSM MCGLADREY, INC. (CRD# 111221)2002 - 2003 (<1 year)
License(s)

State Registrations

B
Alabama 11/11/2024

B
Michigan 10/5/2009

B
Arizona 9/20/2023

IA
Michigan 11/14/2022

B
California 10/5/2009

B
Minnesota 10/5/2009

B
Colorado 3/12/2024

B
New York 1/10/2023

B
Florida 10/5/2009

B
North Carolina 10/5/2009

IA
Florida 10/5/2009

B
Ohio 10/5/2009

B
Georgia 10/5/2009

B
Oregon 5/20/2024

B
Illinois 10/5/2009

B
Pennsylvania 1/10/2023

B
Indiana 10/5/2009

B
Tennessee 12/14/2022

B
Kentucky 3/29/2017

B
Virginia 11/2/2023

B
Maryland 10/5/2011

B
Wisconsin 10/5/2009

B
Massachusetts 10/5/2009

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
32255 NORTHWESTERN HWY STE 200, FARMINGTON HILLS, MI 48334-1574
Dexter, MI
Registered with this firm since 10/5/2009

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
32255 NORTHWESTERN HWY STE 200, FARMINGTON HILLS, MI 48334-1574
Dexter, MI
Registered with this firm since 10/5/2009

Previous Registration(s)
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IA
07/01/2003 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) FORT MYERS, FL
B
02/18/1993 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) FORT MYERS, FL
IA
10/18/2002 - 07/09/2003 RSM MCGLADREY, INC. (CRD#:111221) FORT MYERS, FL
B
03/09/1992 - 10/09/1992 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
03/09/1992 - 10/09/1992 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.