Individual Firm
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DAVID WHITCOMB HENNINGS
CRD#: 2211362
IA
B
STONEX ADVISORS INC.CRD#: 174182 OAK PARK, IL
STONEX SECURITIES INC.CRD#: 18456 OAK PARK, IL
0
Disclosures
32
Years of Experience
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State Registrations
B
Alabama 1/23/2024
B
Missouri 3/9/2020
B
Colorado 3/9/2020
B
New Jersey 9/12/2014
B
Florida 9/12/2014
B
New York 9/7/2022
B
Illinois 9/12/2014
B
Pennsylvania 9/12/2014
IA
Illinois 1/30/2015
B
South Carolina 9/12/2014
B
Indiana 1/17/2023
B
Texas 9/12/2014
B
Maryland 9/12/2014
B
Virginia 9/12/2014
B
Michigan 9/12/2014
B
Wisconsin 9/12/2014
B
Mississippi 9/26/2018
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/04/2010 - 01/30/2015 | OAK PARK, IL | |
B | 01/04/2010 - 09/12/2014 | OAK PARK, IL | |
IA | 09/08/2009 - 12/31/2009 | OAK PARK, IL | |
B | 09/08/2009 - 12/31/2009 | OAK PARK, IL | |
IA | 06/25/2004 - 09/08/2009 | OAK PARK, IL | |
B | 05/03/2004 - 09/08/2009 | OAK PARK, IL | |
B | 02/09/1994 - 05/03/2004 | BOSTON, MA | |
B | 02/20/1992 - 12/06/1993 | SPRINGFIELD, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.