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Detailed Report
JEFFREY ROBERT WALKUP
CRD#: 2211237
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 212 EAST 3RD ST STE 100
CINCINNATI, OH 45202
Registration History
19952000200520102015202020252 FIRMS2001 - 2009 (7 years)2 FIRMS2009 - 2024 (15 years)2 FIRMS2024 - Present (<1 year)BDONAHUE SECURITIES, INC. (CRD# 24330)1998 - 2001 (3 years)BAAL CAPITAL MANAGEMENT CORPORATION (CRD# 18387)1992 - 1998 (5 years)
License(s)

State Registrations

B
California 6/14/2024
B
Michigan 6/14/2024
B
Florida 6/14/2024
B
Missouri 6/14/2024
B
Georgia 6/14/2024
B
New York 6/14/2024
B
Indiana 6/14/2024
B
North Carolina 6/14/2024
B
Kentucky 6/14/2024
B
Ohio 6/14/2024
B
Maine 6/14/2024
IA
Ohio 6/14/2024
B
Maryland 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
212 EAST 3RD ST STE 100, CINCINNATI, OH 45202
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
212 EAST 3RD ST STE 100, CINCINNATI, OH 45202
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 01/23/2009 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) CINCINNATI, OH
B
 01/23/2009 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) CINCINNATI, OH
IA
 10/10/2001 - 02/07/2009 BRECEK & YOUNG ADVISORS, INC. (CRD#:40395) CINCINNATI, OH
B
 03/06/2001 - 01/23/2009 BRECEK & YOUNG ADVISORS, INC. (CRD#:40395) CINCINNATI, OH
B
 01/27/1998 - 03/06/2001 DONAHUE SECURITIES, INC. (CRD#:24330) CINCINNATI, OH
B
 03/13/1992 - 01/30/1998 AAL CAPITAL MANAGEMENT CORPORATION (CRD#:18387) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.