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JOHN STAFFORD MARTIN
CRD#: 2210688
IA
Investment Adviser
B
Broker
CAPTRUSTCRD#: 175112 4208 SIX FORKS RD
SUITE 1700
RALEIGH, NC 27609
CAPFINANCIAL SECURITIES, LLC.CRD#: 126291 4208 SIX FORKS ROAD #1700
RALEIGH, NC 27609
Registration History
19952000200520102015202020252 FIRMS2002 - 2003 (1 year)IACAPTRUST (CRD# 175112)2015 - Present (9 years)BCAPFINANCIAL SECURITIES, LLC. (CRD# 126291)2003 - Present (21 years)BCAPTRUST FINANCIAL ADVISORS, LLC (CRD# 41727)1997 - 2002 (4 years)BINTERSTATE/JOHNSON LANE CORPOR... (CRD# 431)1994 - 1997 (2 years)BSMITH BARNEY INC. (CRD# 7059)1992 - 1994 (2 years)IACAPTRUST FINANCIAL ADVISORS OR... (CRD# 126291)2003 - 2015 (11 years)IACAPTRUST FINANCIAL ADVISORS (CRD# 41727)2001 - 2002 (<1 year)
License(s)

State Registrations

B
District of Columbia 10/20/2003

B
North Carolina 10/20/2003

B
Florida 10/20/2003

IA
North Carolina 4/15/2015

B
Georgia 10/20/2003

B
South Carolina 10/20/2003

B
Maryland 10/20/2003

IA
Texas 9/3/2019

B
Michigan 11/25/2003

B
Virginia 10/20/2003

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPTRUST (CRD#:175112)
4208 SIX FORKS RD SUITE 1700, RALEIGH, NC 27609
Registered with this firm since 4/15/2015

B
CAPFINANCIAL SECURITIES, LLC. (CRD#:126291)
4208 SIX FORKS ROAD #1700, RALEIGH, NC 27609
Registered with this firm since 10/20/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/20/2003 - 04/22/2015 CAPTRUST FINANCIAL ADVISORS OR "CAPTRUST" (CRD#:126291) RALEIGH, NC
IA
06/20/2002 - 10/17/2003 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (CRD#:11025) RALEIGH, NC
B
06/15/2002 - 10/17/2003 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
IA
12/31/2001 - 06/20/2002 CAPTRUST FINANCIAL ADVISORS (CRD#:41727) RALEIGH, NC
B
10/01/1997 - 06/15/2002 CAPTRUST FINANCIAL ADVISORS, LLC (CRD#:41727) CHARLOTTE, NC
B
12/09/1994 - 10/06/1997 INTERSTATE/JOHNSON LANE CORPORATION (CRD#:431) CHARLOTTE, NC
B
02/20/1992 - 12/20/1994 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.