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Detailed Report
SAMUEL C BOOKBINDER
COLEY BOOKBINDER IV, SAMUEL COLEMAN BOOKBINDER IV
CRD#: 2210560
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 150 N RADNOR-CHESTER RD
STE A100
WAYNE, PA 19087
Registration History
1995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2016 - Present (8 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1999 - Present (25 years)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1992 - 1999 (7 years)
Disclosure(s)
View By:
10/20/1999
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 7/6/2009
B
New Jersey 10/1/1999
B
California 4/27/2001
B
New Mexico 4/2/2009
B
Colorado 3/8/2004
B
New York 10/1/1999
B
Connecticut 2/26/2014
B
North Carolina 3/9/2017
B
Delaware 10/1/1999
B
Pennsylvania 10/1/1999
B
District of Columbia 10/1/1999
IA
Pennsylvania 8/29/2016
B
Florida 10/1/1999
B
South Carolina 6/2/2010
B
Illinois 10/1/1999
B
Texas 4/24/2019
B
Maryland 10/1/1999
IA
Texas 4/25/2019
B
Massachusetts 10/1/1999
B
Virginia 10/1/1999
B
Montana 11/12/2009
B
Washington 8/14/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
150 N RADNOR-CHESTER RD STE A100, WAYNE, PA 19087
Registered with this firm since 8/29/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
150 N RADNOR-CHESTER RD STE A100, WAYNE, PA 19087
Registered with this firm since 10/1/1999
Previous Registration(s)
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B
 04/16/1992 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.