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Detailed Report
JAMES MATTHEW BRUDERMAN
JAMES M. BRUDERMAN, JIM BRUDERMAN
CRD#: 2210472
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Investment Adviser
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Previous Broker
BRUDERMAN PRIVATE WEALTHCRD#: 323195 113 BIRCH HILL ROAD
LOCUST VALLEY, NY 11560
Registration History
1995200020052010201520202025IABRUDERMAN PRIVATE WEALTH (CRD# 323195)2022 - Present (2 years)BGARY GOLDBERG & CO., LLC (CRD# 47957)2016 - 2022 (6 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1993 - 2011 (17 years)BFIRST ALBANY CORPORATION (CRD# 298)1992 - 1993 (1 year)IABRUDERMAN ASSET MANAGEMENT, LLC (CRD# 173565)2017 - 2022 (5 years)
Disclosure(s)
View By:
10/18/1999
Customer Dispute
Settled
License(s)

State Registrations

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Massachusetts 10/25/2022
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New York 10/18/2022
Current Registration(s)
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BRUDERMAN PRIVATE WEALTH (CRD#:323195)
113 BIRCH HILL ROAD, LOCUST VALLEY, NY 11560
Registered with this firm since 10/18/2022
Previous Registration(s)
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 06/16/2016 - 12/31/2022 GARY GOLDBERG & CO., LLC (CRD#:47957) LOCUST VALLEY, NY
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 07/07/2017 - 10/19/2022 BRUDERMAN ASSET MANAGEMENT, LLC (CRD#:173565) LOCUST VALLEY, NY
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 12/13/1993 - 05/13/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) HOLYOKE, MA
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 02/20/1992 - 07/28/1993 FIRST ALBANY CORPORATION (CRD#:298) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.