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ABRAHAM KIRTLY POST SR
ABE POST, ABRAHAM KIRTLY POST
CRD#: 2210291
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 39577 WOODWARD AVE
BLOOMFIELD HILLS, MI 48304
BLOOMFIELD HILLS, MI 48304
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2/10/1998
Customer Dispute
Denied
State Registrations
B
Arizona 1/4/1996
B
North Carolina 2/23/2004
B
California 4/4/1996
B
Ohio 1/12/1996
B
Colorado 4/4/2000
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Ohio 7/11/2007
B
Florida 5/3/1994
B
Oklahoma 12/8/2017
B
Georgia 8/28/2000
B
Pennsylvania 1/3/2001
B
Illinois 1/2/2001
B
South Dakota 10/11/2013
B
Indiana 10/26/1995
B
Tennessee 10/16/2009
B
Massachusetts 1/3/2001
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Texas 4/28/1984
B
Michigan 4/14/1992
B
Texas 4/28/1994
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Michigan 5/7/2010
B
Utah 5/18/2023
B
Minnesota 1/5/2001
B
Vermont 8/1/2024
B
Mississippi 1/3/2011
B
Virginia 5/23/1994
B
Nevada 12/20/2023
B
Washington 1/2/2001
B
New Jersey 5/14/1998
B
Wisconsin 6/15/2006
B
New York 4/6/1995
B
Wyoming 1/2/2001
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 4/28/1984
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Registered with this firm since 3/11/1992
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.