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STEVEN DAVID SCHLEGEL
CRD#: 2210096
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 ONE UNIVERSITY OFFICE PARK
29 & 95 SAWYER ROAD
WALTHAM, MA 02453
Registration History
19952000200520102015202020253 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2023 (17 years)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2008 - 2008 (<1 year)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1992 - 2005 (13 years)BANCHOR NATIONAL FINANCIAL SERV... (CRD# 5774)1992 - 1992 (<1 year)IALEESPORT WEALTH MANAGEMENT, LLC (CRD# 122474)2002 - 2004 (1 year)
Disclosure(s)
View By:
9/7/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 7/2/2024

IA
Arizona 7/2/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE UNIVERSITY OFFICE PARK 29 & 95 SAWYER ROAD, WALTHAM, MA 02453
Registered with this firm since 7/2/2024

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE UNIVERSITY OFFICE PARK 29 & 95 SAWYER ROAD, WALTHAM, MA 02453
Registered with this firm since 7/2/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/27/2024 - 07/05/2024 OSAIC WEALTH, INC. (CRD#:23131) TEMPE, AZ
B
02/22/2024 - 07/05/2024 OSAIC WEALTH, INC. (CRD#:23131) TEMPE, AZ
IA
10/31/2005 - 09/18/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) PHOENIX, AZ
B
10/31/2005 - 09/18/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) PHOENIX, AZ
B
01/15/2008 - 10/29/2008 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) PHOENIX, AZ
IA
03/03/2004 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) READING, PA
B
01/22/2004 - 10/31/2005 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
B
01/22/2004 - 10/31/2005 SPELMAN & CO., INC. (CRD#:10232) PHOENIX, AZ
B
05/19/1992 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
IA
10/15/2002 - 06/03/2004 LEESPORT WEALTH MANAGEMENT, LLC (CRD#:122474) WYOMISSING, PA
B
02/18/1992 - 05/19/1992 ANCHOR NATIONAL FINANCIAL SERVICES, INC. (CRD#:5774)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.