Individual Firm
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PAUL WILLIAM PADRON
CRD#: 2209941
IA
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CWM Retail, Sales
502 Brickell Avenue
Miami, FL 33131
502 Brickell Avenue
Miami, FL 33131
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1/18/2012
Customer Dispute
Denied
State Registrations
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Alabama 5/14/2015
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New Hampshire 1/16/2018
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Alaska 1/16/2018
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New Jersey 8/31/2011
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Arkansas 1/16/2018
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New Mexico 1/16/2018
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California 5/29/2007
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New York 5/29/2007
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Colorado 2/4/2011
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North Carolina 2/4/2011
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Connecticut 7/16/2012
B
North Dakota 1/16/2018
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Delaware 7/16/2012
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Oklahoma 1/16/2018
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District of Columbia 1/16/2018
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Oregon 1/16/2018
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Florida 5/29/2007
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Pennsylvania 2/4/2011
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Florida 5/29/2007
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Puerto Rico 2/4/2011
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Georgia 12/17/2012
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Rhode Island 1/16/2018
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Hawaii 1/16/2018
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South Carolina 2/4/2011
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Idaho 1/16/2018
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South Dakota 1/16/2018
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Indiana 2/4/2011
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Tennessee 1/16/2018
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Iowa 1/16/2018
B
Texas 5/26/2010
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Kentucky 1/16/2018
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Utah 1/16/2018
B
Maine 1/16/2018
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Vermont 1/16/2018
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Maryland 1/16/2018
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Virgin Islands 1/16/2018
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Michigan 1/16/2018
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Virginia 11/19/2010
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Minnesota 1/16/2018
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Washington 1/16/2018
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Mississippi 1/16/2018
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West Virginia 1/16/2018
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Missouri 2/4/2011
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Wisconsin 1/16/2018
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Montana 1/16/2018
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Wyoming 1/16/2018
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Nevada 12/10/2007
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 5/29/2007
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Registered with this firm since 5/29/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/01/2004 - 05/29/2007 | MIAMI, FL | |
B | 11/23/1993 - 05/29/2007 | MIAMI, FL | |
B | 12/06/1993 - 01/01/1994 | ||
B | 01/22/1992 - 12/06/1993 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.