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EDWARD HARVEY DEFRANCE
CRD#: 2209823
IA
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ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 777 EAST WISCONSIN AVE
MILWAUKEE, WI 53202
MILWAUKEE, WI 53202
0
Disclosures
22
Years of Experience
View By:
State Registrations
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Arizona 3/28/2016
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Nebraska 9/25/2020
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Arkansas 12/23/2011
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New York 2/25/2004
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California 2/25/2004
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North Carolina 1/16/2018
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Colorado 4/4/2017
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Ohio 2/25/2004
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Connecticut 12/7/2005
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Oregon 1/2/2004
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Florida 2/25/2004
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Pennsylvania 2/25/2004
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Florida 6/29/2017
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South Carolina 2/2/2005
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Georgia 11/14/2011
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Tennessee 10/4/2005
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Illinois 2/25/2004
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Texas 2/25/2004
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Indiana 3/8/2019
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Texas 10/21/2016
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Kentucky 2/25/2004
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Vermont 12/13/2024
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Maryland 2/25/2004
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Virginia 1/5/2021
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Massachusetts 10/23/2020
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Washington 12/20/2012
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Michigan 6/11/2013
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Wisconsin 12/15/2003
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Minnesota 2/25/2015
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Wisconsin 5/28/2009
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Montana 7/26/2012
SRO Registrations
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Registered with this firm since 1/15/2004
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Registered with this firm since 11/24/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/13/2003 - 12/15/2003 | MILWAUKEE, WI | |
IA | 04/14/2003 - 08/21/2003 | MILWAUKEE, WI | |
B | 02/03/1992 - 06/02/1992 |
MILWAUKEE, WI
04/14/2003 - 08/21/2003
02/03/1992 - 06/02/1992
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.