Individual Firm
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ANTHONY PAUL GEORGE
TONY GEORGE
CRD#: 220830
IA
B
D.A. DAVIDSON & CO.CRD#: 199 200 OCEANGATE
SUITE 820
LONG BEACH, CA 90802
SUITE 820
LONG BEACH, CA 90802
0
Disclosures
52
Years of Experience
View By:
State Registrations
B
Arizona 11/25/2013
B
New Hampshire 9/19/2019
B
California 11/25/2013
B
New Jersey 5/22/2024
IA
California 11/25/2013
B
New Mexico 3/14/2016
B
Colorado 11/25/2013
B
New York 7/3/2018
B
Connecticut 12/10/2014
B
North Carolina 3/6/2015
B
Florida 4/12/2018
B
Ohio 5/22/2024
B
Georgia 4/30/2015
B
Oklahoma 11/25/2013
B
Hawaii 8/23/2021
B
Oregon 11/25/2013
B
Idaho 1/2/2025
B
Pennsylvania 12/10/2014
B
Illinois 11/25/2013
B
South Carolina 1/18/2024
B
Kansas 5/22/2024
B
Texas 11/25/2013
B
Louisiana 6/14/2024
B
Utah 11/25/2013
B
Maryland 5/22/2024
B
Virginia 5/23/2023
B
Massachusetts 11/25/2013
B
Washington 11/25/2013
B
Nevada 11/25/2013
SRO Registrations
B
B
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IA
Registered with this firm since 11/25/2013
B
Registered with this firm since 11/25/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/04/2013 - 11/25/2013 | LONG BEACH, CA | |
B | 11/04/2013 - 11/25/2013 | LONG BEACH, CA | |
IA | 01/20/1998 - 11/04/2013 | LONG BEACH, CA | |
B | 02/04/1991 - 11/04/2013 | LONG BEACH, CA | |
B | 09/21/1972 - 03/08/1991 | LOS ANGELES, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.