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CARLOS EVERARDO WARD JR
CARLOS EVERARDO (JR) WARD
CRD#: 2208267
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 4353 Summit Bridge Road
Middletown, DE 19709
Registration History
19952000200520102015202020252 FIRMS2008 - 2009 (<1 year)2 FIRMS2017 - 2023 (6 years)2 FIRMS2023 - Present (1 year)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2009 - 2017 (7 years)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)1997 - 2008 (11 years)BUSLIFE EQUITY SALES CORP. (CRD# 7962)1995 - 1997 (2 years)BPFS INVESTMENTS INC. (CRD# 10111)1994 - 1995 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 1994 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 1993 (<1 year)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2017 (4 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2009 - 2012 (3 years)IAAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2006 - 2008 (2 years)
License(s)

State Registrations

B
Colorado 9/1/2023

B
New Jersey 9/1/2023

B
Delaware 9/1/2023

IA
New Jersey 9/1/2023

IA
Delaware 9/1/2023

B
North Carolina 9/1/2023

B
District of Columbia 3/5/2024

IA
North Carolina 6/12/2024

B
Florida 9/1/2023

B
Pennsylvania 9/1/2023

B
Georgia 9/1/2023

IA
Pennsylvania 9/1/2023

IA
Georgia 9/1/2023

B
South Carolina 9/1/2023

B
Illinois 9/20/2024

IA
South Carolina 9/1/2023

B
Maryland 9/1/2023

B
Virginia 9/1/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
4353 Summit Bridge Road, Middletown, DE 19709
Registered with this firm since 9/1/2023

B
OSAIC WEALTH, INC. (CRD#:23131)
4353 Summit Bridge Road, Middletown, DE 19709
Registered with this firm since 9/1/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/25/2017 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) Middletown, DE
B
01/25/2017 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) Middletown, DE
IA
07/02/2012 - 01/27/2017 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) MIDDLETOWN, DE
B
04/20/2009 - 01/27/2017 FIRST ALLIED SECURITIES, INC. (CRD#:32444) MIDDLETOWN, DE
IA
04/20/2009 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) MIDDLETOWN, DE
IA
10/31/2008 - 04/27/2009 SAGEPOINT FINANCIAL, INC. (CRD#:133763) MIDDLETOWN, DE
B
10/31/2008 - 04/27/2009 SAGEPOINT FINANCIAL, INC. (CRD#:133763) MIDDLETOWN, DE
IA
01/23/2006 - 10/31/2008 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) MIDDLETOWN, DE
B
10/01/1997 - 10/31/2008 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) MIDDLETOWN, DE
B
09/18/1995 - 10/01/1997 USLIFE EQUITY SALES CORP. (CRD#:7962) NEW YORK, NY
B
10/24/1994 - 08/02/1995 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
B
03/04/1993 - 09/21/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
03/11/1992 - 01/01/1993 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
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