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PAUL THOMAS POLETTI
CRD#: 2208243
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 20800 SWENSON DR STE 200
CROSSROADS CORPORATE CENTER
WAUKESHA, WI 53186
Registration History
1995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2000 - Present (24 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1992 - Present (32 years)
License(s)

State Registrations

B
Alabama 8/2/2019

B
Michigan 4/15/1999

B
Arizona 2/5/2004

B
Minnesota 2/6/1997

B
California 4/2/2024

B
Missouri 11/15/2012

B
Colorado 11/11/2016

B
New York 3/9/2020

B
Connecticut 3/19/2002

B
North Carolina 12/13/2021

B
Florida 2/11/1993

B
Ohio 4/29/1992

IA
Florida 11/9/2015

B
Oregon 11/19/2024

B
Georgia 1/3/1996

B
Pennsylvania 1/3/2018

B
Illinois 6/8/1992

B
Tennessee 6/21/1993

B
Indiana 10/8/2010

B
Texas 5/27/2014

B
Iowa 3/12/2020

IA
Texas 6/10/2014

B
Kentucky 4/28/1992

B
Virginia 11/15/2019

B
Maine 10/31/2023

B
Wisconsin 4/7/1992

B
Massachusetts 12/21/2023

IA
Wisconsin 3/25/2009

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
20800 SWENSON DR STE 200 CROSSROADS CORPORATE CENTER, WAUKESHA, WI 53186
NAPLES, FL
Registered with this firm since 3/7/2000

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
20800 SWENSON DR STE 200 CROSSROADS CORPORATE CENTER, WAUKESHA, WI 53186
NAPLES, FL
Registered with this firm since 3/31/1992

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.