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MARK DANIEL FREY
Mark Daniel Frey, Mark Frey
CRD#: 2207337
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 BRICK, NJ
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 BRICK, NJ
Registration History
19952000200520102015202020252 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2021 - 2021 (<1 year)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)1997 - 1998 (1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1995 - 1997 (1 year)BPRUDENTIAL MUTUAL FUND DISTRIB... (CRD# 21215)1993 - 1995 (2 years)
License(s)

State Registrations

B
Alabama 1/28/2022

B
Nevada 1/28/2022

B
Alaska 1/28/2022

B
New Hampshire 1/28/2022

B
Arizona 1/28/2022

B
New Jersey 1/28/2022

B
Arkansas 1/28/2022

IA
New Jersey 3/22/2022

B
California 1/28/2022

B
New Mexico 1/28/2022

B
Colorado 1/28/2022

B
New York 1/28/2022

B
Connecticut 1/28/2022

B
North Carolina 1/28/2022

B
Delaware 1/28/2022

B
North Dakota 1/28/2022

B
District of Columbia 1/28/2022

B
Ohio 1/29/2022

B
Florida 1/28/2022

B
Oklahoma 1/28/2022

B
Georgia 1/28/2022

B
Oregon 1/28/2022

B
Hawaii 1/28/2022

B
Pennsylvania 1/28/2022

B
Idaho 1/28/2022

B
Puerto Rico 1/28/2022

B
Illinois 1/28/2022

B
Rhode Island 1/28/2022

B
Indiana 1/28/2022

B
South Carolina 1/28/2022

B
Iowa 1/28/2022

B
South Dakota 1/28/2022

B
Kansas 1/28/2022

B
Tennessee 1/28/2022

B
Kentucky 1/28/2022

B
Texas 1/28/2022

B
Louisiana 1/28/2022

IA
Texas 3/21/2022

B
Maine 1/28/2022

B
Utah 1/28/2022

B
Maryland 1/28/2022

B
Vermont 1/28/2022

B
Massachusetts 1/28/2022

B
Virgin Islands 1/28/2022

B
Michigan 1/28/2022

B
Virginia 1/28/2022

B
Minnesota 1/28/2022

B
Washington 1/28/2022

B
Mississippi 1/28/2022

B
West Virginia 1/28/2022

B
Missouri 1/28/2022

B
Wisconsin 1/28/2022

B
Montana 1/28/2022

B
Wyoming 1/28/2022

B
Nebraska 1/28/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
BRICK, NJ
Registered with this firm since 3/21/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
BRICK, NJ
Registered with this firm since 1/28/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/21/2021 - 11/17/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
B
01/01/1997 - 05/05/1998 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) NEWARK, NJ
B
12/18/1995 - 01/01/1997 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
06/15/1993 - 09/22/1995 PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC. (CRD#:21215)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.