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Detailed Report
JOHN WAI CHEANG
JOHN W CHEANG
CRD#: 2206607
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 18700 N HAYDEN RD STE 525
SCOTTSDALE, AZ 85255
Registration History
19952000200520102015202020252 FIRMS1992 - 1992 (<1 year)2 FIRMS2006 - 2014 (7 years)2 FIRMS2014 - 2015 (1 year)2 FIRMS2015 - 2023 (8 years)2 FIRMS2023 - Present (1 year)BQUESTAR CAPITAL CORPORATION (CRD# 43100)2004 - 2006 (1 year)BSCOTTSDALE CAPITAL ADVISORS CORP (CRD# 118786)2003 - 2004 (<1 year)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)1999 - 2003 (3 years)BEQUITY SERVICES, INC. (CRD# 265)1998 - 1999 (1 year)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1993 - 1997 (4 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1992 - 1993 (1 year)IAQUESTAR ASSET MANAGEMENT, INC. (CRD# 133358)2005 - 2006 (<1 year)
Disclosure(s)
View By:
2/5/2020
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 11/1/2023
B
New Jersey 11/1/2023
IA
Arizona 11/9/2023
B
New Mexico 11/1/2023
B
California 11/1/2023
B
New York 11/1/2023
B
Colorado 11/1/2023
B
North Carolina 9/4/2024
B
Florida 11/1/2023
B
Oregon 11/1/2023
B
Hawaii 11/1/2023
B
Pennsylvania 11/1/2023
B
Idaho 11/29/2024
B
Rhode Island 6/20/2024
B
Illinois 11/1/2023
B
South Carolina 11/1/2023
B
Indiana 11/1/2023
B
Texas 11/1/2023
B
Kansas 1/2/2025
IA
Texas 11/1/2023
B
Michigan 11/1/2023
B
Utah 11/1/2023
B
Mississippi 12/23/2024
B
Virginia 11/1/2023
B
Nebraska 11/1/2023
B
Washington 11/1/2023
B
Nevada 11/1/2023
B
Wyoming 2/13/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
18700 N HAYDEN RD STE 525, SCOTTSDALE, AZ 85255
Registered with this firm since 11/1/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
18700 N HAYDEN RD STE 525, SCOTTSDALE, AZ 85255
Registered with this firm since 11/1/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/15/2015 - 11/10/2023 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) SCOTTSDALE, AZ
B
 10/15/2015 - 11/10/2023 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) SCOTTSDALE, AZ
IA
 02/07/2014 - 10/23/2015 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) PHOENIX, AZ
B
 01/31/2014 - 10/19/2015 FIRST ALLIED SECURITIES, INC. (CRD#:32444) PHOENIX, AZ
IA
 03/28/2006 - 02/11/2014 CETERA ADVISORS LLC (CRD#:10299) PHOENIX, AZ
B
 03/21/2006 - 02/11/2014 CETERA ADVISORS LLC (CRD#:10299) PHOENIX, AZ
IA
 08/08/2005 - 03/06/2006 QUESTAR ASSET MANAGEMENT, INC. (CRD#:133358) PHOENIX, AZ
B
 11/16/2004 - 03/06/2006 QUESTAR CAPITAL CORPORATION (CRD#:43100) MINNEAPOLIS, MN
B
 07/29/2003 - 03/31/2004 SCOTTSDALE CAPITAL ADVISORS CORP (CRD#:118786) SCOTTSDALE AZ, AZ
B
 07/06/1999 - 06/12/2003 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) HARTFORD, CT
B
 04/17/1998 - 06/30/1999 EQUITY SERVICES, INC. (CRD#:265) MONTPELIER, VT
B
 07/02/1993 - 09/09/1997 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
B
 04/13/1992 - 06/09/1993 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
 02/21/1992 - 04/21/1992 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 02/21/1992 - 04/21/1992 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.