DANIEL MILTON JOHNSON - Investment Adviser at RIVERBEND WEALTH MANAGEMENT, LLC

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Detailed ReportReport

DANIEL MILTON JOHNSON

DANIEL M JOHNSON

CRD#: 2206195

Investment Adviser

Previous Broker

RIVERBEND WEALTH MANAGEMENT, LLCCRD#: 302031

1341 44TH AVENUE NORTH
SUITE 102
MYRTLE BEACH, SC 29577

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

South Carolina 10/28/2024

Current Registration(s)

RIVERBEND WEALTH MANAGEMENT, LLC (CRD#:302031)

1341 44TH AVENUE NORTH SUITE 102, MYRTLE BEACH, SC 29577

Registered with this firm since 10/28/2024

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	06/06/2022 - 12/20/2024	STRATOS WEALTH ADVISORS LLC (CRD#:283816)	Myrtle Beach, SC
IA	07/13/2018 - 06/10/2020	FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)	BOSTON, MA
B	12/02/2011 - 06/08/2020	FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)	CRANBERRY TOWNSHIP, PA
IA	02/14/2012 - 07/13/2018	STRATEGIC ADVISERS LLC (CRD#:104555)	CRANBERRY TOWNSHIP, PA
IA	04/19/2006 - 05/23/2006	CHASE INVESTMENT SERVICES CORP. (CRD#:25574)	DAYTON, OH
B	04/18/2006 - 05/23/2006	CHASE INVESTMENT SERVICES CORP. (CRD#:25574)	DAYTON, OH
IA	01/01/2000 - 06/23/2005	CHARLES SCHWAB & CO., INC. (CRD#:5393)	DAYTON, OH
B	08/10/1993 - 06/23/2005	CHARLES SCHWAB & CO., INC. (CRD#:5393)	WESTLAKE, TX
B	02/08/1993 - 08/02/1993	FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784)	SMITHFIELD, RI
B	02/03/1992 - 01/12/1993	PAINEWEBBER INCORPORATED (CRD#:8174)	WEEHAWKEN, NJ

STRATOS WEALTH ADVISORS LLC (CRD#:283816)

Myrtle Beach, SC

06/06/2022 - 12/20/2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)

BOSTON, MA

07/13/2018 - 06/10/2020

FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)

CRANBERRY TOWNSHIP, PA

12/02/2011 - 06/08/2020

STRATEGIC ADVISERS LLC (CRD#:104555)

CRANBERRY TOWNSHIP, PA

02/14/2012 - 07/13/2018

CHASE INVESTMENT SERVICES CORP. (CRD#:25574)

DAYTON, OH

04/19/2006 - 05/23/2006

CHASE INVESTMENT SERVICES CORP. (CRD#:25574)

DAYTON, OH

04/18/2006 - 05/23/2006

CHARLES SCHWAB & CO., INC. (CRD#:5393)

DAYTON, OH

01/01/2000 - 06/23/2005

CHARLES SCHWAB & CO., INC. (CRD#:5393)

WESTLAKE, TX

08/10/1993 - 06/23/2005

FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784)

SMITHFIELD, RI

02/08/1993 - 08/02/1993

PAINEWEBBER INCORPORATED (CRD#:8174)

WEEHAWKEN, NJ

02/03/1992 - 01/12/1993

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.