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Detailed Report
NAN YIN DAI JUAN
CRD#: 2205878
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 3141 FAIRVIEW PARK DRIVE
SUITE 250
FALLS CHURCH, VA 22042
Registration History
1995200020052010201520202025IAEQUITABLE ADVISORS, LLC (CRD# 6627)1999 - Present (25 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)1992 - Present (32 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1992 - 2000 (7 years)
Disclosure(s)
View By:
9/24/2009
Customer Dispute
Denied
License(s)

State Registrations

B
California 3/1/1999
IA
Maryland 9/7/2010
IA
California 5/20/2010
B
New Jersey 3/7/2000
B
District of Columbia 6/12/1992
IA
New Jersey 7/5/2002
IA
District of Columbia 2/5/2001
B
Virginia 6/9/1992
B
Maryland 4/24/1992
IA
Virginia 5/7/1999

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
3141 FAIRVIEW PARK DRIVE SUITE 250, FALLS CHURCH, VA 22042
Registered with this firm since 5/7/1999
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
3141 FAIRVIEW PARK DRIVE SUITE 250, FALLS CHURCH, VA 22042
Registered with this firm since 4/24/1992
Previous Registration(s)
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B
 04/24/1992 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.