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MICHAEL RICHARD MARCOVICI
MIKE MARCOVICI, MICHAEL RICHARD MARCOVIVI
CRD#: 2205545
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
1995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - Present (26 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - Present (33 years)
License(s)

State Registrations

B
Arizona 11/9/1994

B
Minnesota 7/6/2010

B
Arkansas 10/30/2019

B
Missouri 9/1/2016

B
California 5/6/1993

B
Nebraska 8/22/1994

B
Colorado 3/18/1994

B
Nevada 2/10/2005

B
Connecticut 9/13/2023

B
New Jersey 5/6/1993

B
Delaware 10/7/1998

B
New York 5/28/1993

B
District of Columbia 3/19/2012

B
North Carolina 11/6/2009

B
Florida 2/5/1994

B
Ohio 3/16/2015

B
Georgia 2/15/1995

B
Pennsylvania 4/27/1993

B
Hawaii 2/13/2004

B
South Carolina 6/21/2002

B
Idaho 12/13/2016

B
South Dakota 11/2/2015

B
Illinois 3/30/1992

B
Tennessee 7/11/2012

IA
Illinois 4/12/1998

B
Texas 6/15/2000

B
Indiana 5/6/1993

IA
Texas 6/15/2000

B
Kansas 1/7/2010

B
Vermont 6/16/2016

B
Kentucky 5/7/1993

B
Virginia 8/27/2015

B
Louisiana 7/8/2014

B
Washington 7/21/1993

B
Maryland 11/7/1994

B
West Virginia 11/6/2013

B
Massachusetts 5/1/2000

B
Wisconsin 5/6/1993

B
Michigan 3/10/1995

B
Wyoming 10/12/2011

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Highland Park, IL
Registered with this firm since 4/12/1998

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Highland Park, IL
Registered with this firm since 1/20/1992

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.