Individual Firm
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HOMER ANDREW FARR III
ANDY FARR III, HOMER FARR
CRD#: 2205140
IA
B
SILVER OAK SECURITIES, INC.CRD#: 46947 3 Caledon Court
Suite C
Greenville, SC 29615
Suite C
Greenville, SC 29615
View By:
9/21/2009
Customer Dispute
Denied
State Registrations
B
North Carolina 3/31/2023
IA
South Carolina 3/31/2023
B
South Carolina 3/31/2023
SRO Registrations
B
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IA
Registered with this firm since 3/31/2023
B
Registered with this firm since 3/31/2023
NEW YORK, NY
01/16/1992 - 09/16/1993
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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