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JON BATE DALTON
JON B DALTON
CRD#: 2204996
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 245 SUMMER STREET, V2A
BOSTON, MA 02210
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
Registration History
19952000200520102015202020252 FIRMS1993 - 1996 (2 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2008 - Present (16 years)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)1996 - 2008 (11 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2017 - 2018 (1 year)
License(s)

State Registrations

B
Alabama 1/1/2008

B
Nebraska 1/1/2008

B
Alaska 1/1/2008

B
Nevada 1/1/2008

B
Arizona 1/1/2008

B
New Hampshire 1/1/2008

B
Arkansas 1/1/2008

B
New Jersey 1/1/2008

B
California 1/1/2008

B
New Mexico 1/1/2008

B
Colorado 1/1/2008

B
New York 1/1/2008

B
Connecticut 1/1/2008

B
North Carolina 1/1/2008

B
Delaware 1/1/2008

B
North Dakota 1/1/2008

B
District of Columbia 1/1/2008

B
Ohio 1/1/2008

B
Florida 1/1/2008

B
Oklahoma 1/1/2008

B
Georgia 1/1/2008

B
Oregon 1/1/2008

B
Hawaii 1/1/2008

B
Pennsylvania 1/1/2008

B
Idaho 1/1/2008

B
Puerto Rico 1/4/2019

B
Illinois 1/1/2008

B
Rhode Island 1/1/2008

B
Indiana 1/1/2008

B
South Carolina 1/1/2008

B
Iowa 1/1/2008

B
South Dakota 1/1/2008

B
Kansas 1/1/2008

B
Tennessee 1/1/2008

B
Kentucky 1/1/2008

B
Texas 1/1/2008

B
Louisiana 1/1/2008

IA
Texas 7/13/2018

B
Maine 1/1/2008

B
Utah 1/1/2008

B
Maryland 1/1/2008

IA
Utah 7/13/2018

B
Massachusetts 1/1/2008

B
Vermont 1/1/2008

B
Michigan 1/1/2008

B
Virginia 1/1/2008

B
Minnesota 1/1/2008

B
Washington 1/1/2008

B
Mississippi 1/1/2008

B
West Virginia 1/1/2008

B
Missouri 1/1/2008

B
Wisconsin 1/1/2008

B
Montana 1/1/2008

B
Wyoming 1/1/2008

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
245 SUMMER STREET, V2A, BOSTON, MA 02210
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
OGDEN, UT
Registered with this firm since 1/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/16/2017 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) SALT LAKE CITY, UT
B
07/09/1996 - 01/01/2008 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) SALT LAKE CITY, UT
B
11/01/1993 - 07/16/1996 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
08/17/1993 - 07/16/1996 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.