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Detailed Report
MAHER NAFEZ HUSSEINI
MIKE HUSSEINI
CRD#: 2204353
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 15021 Katy Freeway
Suite 650
Houston, TX 77094
Registration History
19952000200520102015202020252 FIRMS1992 - 1992 (<1 year)2 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - 2012 (5 years)2 FIRMS2012 - 2023 (11 years)2 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2000 (<1 year)BEDWARD D. JONES & CO., L.P. (CRD# 250)1995 - 1995 (<1 year)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1992 - 1993 (1 year)
Disclosure(s)
View By:
3/17/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 11/21/2024
B
Montana 11/21/2024
B
Alaska 11/21/2024
B
Nebraska 11/21/2024
B
Arizona 11/21/2024
B
Nevada 11/21/2024
B
Arkansas 11/21/2024
B
New Hampshire 11/21/2024
B
California 10/26/2023
B
New Jersey 11/21/2024
B
Colorado 11/21/2024
B
New Mexico 11/21/2024
B
Connecticut 11/21/2024
B
New York 11/21/2024
B
Delaware 11/21/2024
B
North Carolina 11/21/2024
B
District of Columbia 11/21/2024
B
North Dakota 11/21/2024
B
Florida 5/29/2024
B
Ohio 10/26/2023
B
Georgia 11/21/2024
B
Oklahoma 5/31/2024
B
Hawaii 11/21/2024
B
Oregon 11/21/2024
B
Idaho 11/21/2024
B
Pennsylvania 11/21/2024
B
Illinois 11/21/2024
B
Rhode Island 11/21/2024
B
Indiana 11/21/2024
B
South Carolina 12/20/2023
B
Iowa 11/21/2024
B
South Dakota 11/21/2024
B
Kansas 11/21/2024
B
Tennessee 11/21/2024
B
Kentucky 11/21/2024
B
Texas 10/26/2023
B
Louisiana 11/21/2024
IA
Texas 10/26/2023
B
Maine 11/21/2024
B
Utah 11/21/2024
B
Maryland 10/26/2023
B
Vermont 11/21/2024
B
Massachusetts 11/21/2024
B
Virginia 11/21/2024
B
Michigan 11/21/2024
B
Washington 11/21/2024
B
Minnesota 11/21/2024
B
West Virginia 11/21/2024
B
Mississippi 11/21/2024
B
Wisconsin 11/21/2024
B
Missouri 11/21/2024
B
Wyoming 11/21/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
15021 Katy Freeway Suite 650, Houston, TX 77094
Registered with this firm since 10/26/2023
B
MORGAN STANLEY (CRD#:149777)
15021 Katy Freeway Suite 650, Houston, TX 77094
Registered with this firm since 10/26/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/01/2012 - 10/27/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
B
 10/01/2012 - 10/27/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
IA
 10/26/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
B
 10/26/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
IA
 06/06/2007 - 10/22/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
B
 05/03/2007 - 10/22/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
B
 07/21/2000 - 12/18/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 05/11/1995 - 11/07/1995 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
B
 05/29/1992 - 06/11/1993 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
B
 01/23/1992 - 04/13/1992 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 01/23/1992 - 04/13/1992 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.