• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SCOTT THORPE SUTHERLAND
CRD#: 2204168
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 12531 HIGH BLUFF DR STE 400
SAN DIEGO, CA 92130
Registration History
19952000200520102015202020252 FIRMS2007 - Present (17 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2007 (14 years)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1993 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2007 (10 years)
License(s)

State Registrations

B
Arizona 10/2/2007

B
New Hampshire 10/5/2015

B
California 6/29/2007

B
New Jersey 3/1/2021

IA
California 6/29/2007

B
New Mexico 3/1/2021

B
Colorado 2/28/2020

B
New York 6/29/2007

B
Florida 2/1/2018

B
North Carolina 8/25/2022

B
Idaho 8/18/2016

B
Oregon 6/29/2007

B
Illinois 10/5/2015

B
Pennsylvania 5/11/2020

B
Indiana 6/28/2022

B
Rhode Island 6/9/2023

B
Maryland 10/5/2015

B
South Carolina 1/2/2018

B
Massachusetts 10/5/2015

B
Texas 6/29/2007

B
Michigan 6/27/2016

IA
Texas 11/16/2016

B
Minnesota 10/5/2015

B
Utah 1/12/2023

B
Montana 2/28/2022

B
Virginia 10/5/2015

B
Nevada 3/8/2024

B
Washington 6/29/2007

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
12531 HIGH BLUFF DR STE 400, SAN DIEGO, CA 92130
SAN DIEGO, CA
Registered with this firm since 6/29/2007

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
12531 HIGH BLUFF DR STE 400, SAN DIEGO, CA 92130
SAN DIEGO, CA
Registered with this firm since 6/29/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/08/1997 - 07/18/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN DIEGO, CA
B
07/31/1993 - 07/18/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN DIEGO, CA
B
01/20/1992 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.