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Detailed Report
RICHARD JOSEPH MILLIARD
RICHARD J MILLIARD
CRD#: 2202698
IA
Investment Adviser
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Broker
BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 930 S. HARBOR CITY BLVD
SUITE 400
MELBOURNE, FL 32901
Registration History
19952000200520102015202020252 FIRMS2000 - 2002 (2 years)2 FIRMS2002 - 2007 (4 years)2 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2015 (7 years)2 FIRMS2015 - Present (10 years)BNYLIFE DISTRIBUTORS INC. (CRD# 35350)1999 - 2000 (1 year)BNYLIFE SECURITIES INC. (CRD# 5167)1998 - 1999 (<1 year)BMANEQUITY, INC. (CRD# 5249)1995 - 1998 (2 years)BSMITH BARNEY INC. (CRD# 7059)1994 - 1995 (1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1993 - 1994 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 1993 (1 year)
License(s)

State Registrations

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Connecticut 10/7/2019
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Michigan 5/26/2022
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Florida 1/16/2015
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North Carolina 1/16/2015
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Florida 2/9/2015
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Ohio 1/16/2015
B
Georgia 1/16/2015
B
Oregon 1/16/2015
B
Iowa 1/16/2015
B
Tennessee 9/20/2022
B
Kentucky 1/16/2015

SRO Registrations

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 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD#:146936)
930 S. HARBOR CITY BLVD SUITE 400, MELBOURNE, FL 32901
Registered with this firm since 2/9/2015
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BENJAMIN F. EDWARDS & COMPANY, INC. (CRD#:146936)
930 S. HARBOR CITY BLVD SUITE 400, MELBOURNE, FL 32901
Registered with this firm since 1/16/2015
Previous Registration(s)
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 01/01/2008 - 01/20/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) MELBOURNE, FL
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 01/01/2008 - 01/20/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) MELBOURNE, FL
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 03/09/2007 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MELBOURNE, FL
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 03/12/2007 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MELBOURNE, FL
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 10/02/2002 - 03/16/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) MELBORNE, FL
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 10/01/2002 - 03/16/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) MELBORNE, FL
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 06/06/2000 - 09/18/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) VIERA, FL
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 06/05/2000 - 09/18/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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 04/22/1999 - 06/26/2000 NYLIFE DISTRIBUTORS INC. (CRD#:35350) JERSEY CITY, NJ
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 05/16/1998 - 04/23/1999 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
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 10/02/1995 - 01/22/1998 MANEQUITY, INC. (CRD#:5249) BOSTON, MA
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 07/23/1994 - 09/21/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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 08/06/1993 - 07/11/1994 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
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 02/04/1992 - 08/11/1993 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.