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Detailed Report
SCOTT EDWARD GUIDRY
CRD#: 2202172
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1100 POYDRAS ST
STE 1000
NEW ORLEANS, LA 70163-1000
Registration History
19952000200520102015202020252 FIRMS2009 - 2020 (10 years)2 FIRMS2020 - Present (4 years)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2009 - 2009 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1993 (1 year)
License(s)

State Registrations

B
Alabama 9/30/2020
B
Massachusetts 1/21/2022
B
Arizona 6/1/2022
B
Mississippi 9/25/2020
B
Arkansas 1/31/2025
IA
Mississippi 9/25/2020
B
California 9/25/2020
B
Montana 10/8/2020
B
Colorado 9/25/2020
B
North Carolina 9/25/2020
B
Florida 9/25/2020
B
South Carolina 7/19/2021
B
Illinois 9/25/2020
B
Tennessee 9/28/2020
B
Kentucky 9/25/2020
B
Texas 9/25/2020
B
Louisiana 9/25/2020
IA
Texas 9/25/2020
IA
Louisiana 9/25/2020
B
Virginia 9/25/2020
B
Maryland 9/25/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1100 POYDRAS ST STE 1000, NEW ORLEANS, LA 70163-1000
4730 Bluebonnet Blvd Ste A, Baton Rouge, LA 70809
Registered with this firm since 9/25/2020
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1100 POYDRAS ST STE 1000, NEW ORLEANS, LA 70163-1000
4730 Bluebonnet Blvd Ste A, Baton Rouge, LA 70809
Registered with this firm since 9/25/2020
Previous Registration(s)
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IA
 01/21/2009 - 09/29/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEW ORLEANS, LA
B
 12/11/2009 - 09/29/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEW ORLEANS, LA
B
 06/01/2009 - 12/04/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) NEW ORLEANS, LA
B
 07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW ORLEANS, LA
B
 01/22/1992 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.