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DOYLE EUGENE WALTERS JR.
DOYLE EUGENE WALTERS JR, DOYLE EUGENE JR WALTERS
CRD#: 2202155
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 ALEDO, TX
Registration History
19952000200520102015202020252 FIRMS2000 - 2002 (1 year)2 FIRMS2002 - 2003 (1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2020 (10 years)2 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2003 - 2008 (5 years)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2003 - 2003 (<1 year)BJ.C. BRADFORD & CO. (CRD# 1287)1999 - 2000 (<1 year)BMONY SECURITIES CORPORATION (CRD# 4386)1993 - 1999 (5 years)BSMITH BARNEY SHEARSON INC. (CRD# 7059)1993 - 1993 (<1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1993 (1 year)
Disclosure(s)
View By:
7/25/2003
Customer Dispute
Denied
8/14/2001
Customer Dispute
Settled
License(s)

State Registrations

B
California 6/14/2024

B
Oklahoma 6/14/2024

B
Georgia 6/14/2024

B
Texas 6/14/2024

B
North Carolina 6/14/2024

IA
Texas 6/14/2024

B
Ohio 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
ALEDO, TX
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
ALEDO, TX
Registered with this firm since 6/14/2024

Previous Registration(s)
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IA
07/17/2020 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) ALEDO, TX
B
07/17/2020 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) ALEDO, TX
IA
12/14/2009 - 07/17/2020 INVESTACORP ADVISORY SERVICES INC (CRD#:109011) ALEDO, TX
B
12/14/2009 - 07/17/2020 INVESTACORP, INC. (CRD#:7684) ALEDO, TX
IA
09/08/2008 - 12/21/2009 AXA ADVISORS, LLC (CRD#:6627) FORT WORTH, TX
B
07/01/2008 - 12/21/2009 AXA ADVISORS, LLC (CRD#:6627) FORT WORTH, TX
B
07/09/2003 - 07/14/2008 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) FORT WORTH, TX
B
05/21/2003 - 06/10/2003 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) WESTLAKE VILLAGE, CA
IA
05/07/2002 - 06/09/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) FORT WORTH, TX
B
05/03/2002 - 06/09/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
IA
08/14/2000 - 05/24/2002 UBS PAINEWEBBER INC. (CRD#:8174) FORT WORTH, TX
B
08/14/2000 - 05/24/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
09/17/1999 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
B
11/29/1993 - 09/29/1999 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
B
07/31/1993 - 11/10/1993 SMITH BARNEY SHEARSON INC. (CRD#:7059) NEW YORK, NY
B
01/23/1992 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.