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Detailed Report
MARJAN NEYESTANI KHAZRA
MARJAN NEYESTANI
CRD#: 2201736
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 140 S LAKE AVE STE 309
PASADENA, CA 91101
Registration History
19952000200520102015202020252 FIRMS1992 - 1993 (1 year)2 FIRMS2012 - 2022 (9 years)2 FIRMS2022 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)1996 - 2012 (16 years)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1994 - 1995 (1 year)BPML SECURITIES COMPANY (CRD# 4082)1993 - 1994 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2010 - 2012 (2 years)
License(s)

State Registrations

B
California 3/16/2022
IA
California 3/16/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
140 S LAKE AVE STE 309, PASADENA, CA 91101
Registered with this firm since 3/16/2022
B
LPL FINANCIAL LLC (CRD#:6413)
140 S LAKE AVE STE 309, PASADENA, CA 91101
Registered with this firm since 3/16/2022
Previous Registration(s)
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IA
 06/05/2012 - 03/21/2022 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) PASADENA, CA
B
 06/04/2012 - 03/21/2022 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) PASADENA, CA
IA
 05/05/2010 - 06/14/2012 LPL FINANCIAL LLC (CRD#:6413) PASADENA, CA
B
 03/25/1996 - 06/14/2012 LPL FINANCIAL LLC (CRD#:6413) PASADENA, CA
B
 07/07/1994 - 11/13/1995 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 08/12/1993 - 06/23/1994 PML SECURITIES COMPANY (CRD#:4082) NEWARK, DE
B
 02/27/1992 - 07/29/1993 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 02/27/1992 - 07/29/1993 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.