View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 02/22/2023 - 01/23/2024 | PHOENIX, AZ | |
B | 02/22/2023 - 01/23/2024 | PHOENIX, AZ | |
IA | 10/19/2018 - 03/06/2021 | TEMPE, AZ | |
B | 08/23/2018 - 03/06/2021 | TEMPE, AZ | |
B | 05/22/2017 - 08/24/2018 | SCOTTSDALE, AZ | |
B | 07/22/2002 - 12/31/2003 | WESTLAKE VILLAGE, CA | |
B | 07/09/2001 - 02/22/2002 | WINDSOR, CT | |
B | 08/21/1996 - 07/08/1998 | NEW YORK, NY | |
B | 01/03/1996 - 07/10/1996 | SAN FRANCISCO, CA | |
B | 09/10/1993 - 12/20/1995 | WESTLAKE, TX | |
B | 08/20/1993 - 10/05/1993 | SCOTTSDALE, AZ | |
B | 04/09/1992 - 09/28/1993 | DETROIT, MI | |
B | 01/13/1992 - 03/16/1992 | SCOTTSDALE, AZ |