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Detailed Report
MARIA ANN MAUS
MARIA CAGLIOSTRO, MARIA STEFANOUICH
CRD#: 2201509
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 303 S BROADWAY STE 103
TARRYTOWN, NY 10591
CETERA ADVISOR NETWORKS LLCCRD#: 13572 303 S BROADWAY STE 103
TARRYTOWN, NY 10591
Registration History
19952000200520102015202020252 FIRMS1992 - 1992 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (11 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)2003 - 2013 (10 years)BNATHAN & LEWIS SECURITIES, INC. (CRD# 8503)1992 - 2003 (11 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IANATHAN & LEWIS SECURITIES, INC. (CRD# 8503)1995 - 2003 (7 years)
License(s)

State Registrations

B
California 9/3/2013
B
New Jersey 9/3/2013
B
Connecticut 9/3/2013
B
New York 9/3/2013
B
Florida 9/3/2013
IA
New York 6/29/2023
B
Maine 4/24/2015
B
Rhode Island 5/2/2024
B
Maryland 11/27/2018
B
Vermont 9/3/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
303 S BROADWAY STE 103, TARRYTOWN, NY 10591
PUTNAM VALLEY, NY
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
303 S BROADWAY STE 103, TARRYTOWN, NY 10591
PUTNAM VALLEY, NY
Registered with this firm since 9/3/2013
Previous Registration(s)
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IA
 03/31/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
B
 08/01/2003 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) TARRYTOWN, NY
B
 04/22/1992 - 08/01/2003 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) NEW YORK, NY
IA
 12/05/1995 - 01/28/2003 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) HARTSDALE, NY
B
 01/06/1992 - 04/21/1992 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 01/06/1992 - 04/21/1992 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.