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THEODORE COOKE WATERS III
TED WATERS, THEODORE COOK WATERS III, THEODORE COOKE WATERS III, THEODORE COOKE WATERS
CRD#: 2200127
IA
B
MORGAN STANLEYCRD#: 149777 1201 Wills Street
Suite 700
Baltimore, MD 21231
Suite 700
Baltimore, MD 21231
0
Disclosures
32
Years of Experience
View By:
State Registrations
B
Alabama 2/14/2014
B
New Hampshire 2/14/2014
B
Arizona 2/14/2014
B
New Jersey 2/14/2014
B
California 2/14/2014
B
New Mexico 2/14/2014
B
Colorado 2/14/2014
B
New York 2/14/2014
B
Connecticut 2/14/2014
B
North Carolina 2/14/2014
B
Delaware 2/24/2014
B
Ohio 2/14/2014
B
District of Columbia 2/14/2014
B
Oklahoma 10/2/2024
IA
District of Columbia 6/12/2019
B
Oregon 2/14/2014
B
Florida 2/14/2014
B
Pennsylvania 2/14/2014
B
Georgia 2/14/2014
B
Rhode Island 2/14/2014
B
Illinois 4/26/2023
B
South Carolina 2/14/2014
B
Kansas 2/14/2014
B
Tennessee 5/13/2021
B
Louisiana 2/14/2014
B
Texas 2/14/2014
B
Maine 2/14/2014
IA
Texas 2/14/2014
B
Maryland 2/14/2014
B
Utah 2/14/2014
IA
Maryland 2/18/2014
B
Vermont 2/14/2014
B
Massachusetts 2/14/2014
B
Virginia 2/14/2014
B
Michigan 11/14/2022
B
Washington 2/14/2014
B
Minnesota 2/14/2014
B
West Virginia 7/14/2021
B
Montana 2/18/2022
B
Wisconsin 2/14/2014
B
Nebraska 2/14/2014
B
Wyoming 11/16/2022
B
Nevada 2/14/2014
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 2/14/2014
B
Registered with this firm since 2/14/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/03/1995 - 02/24/2014 | BALTIMORE, MD | |
B | 01/13/2001 - 02/24/2014 | BALTIMORE, MD | |
B | 09/01/1997 - 01/13/2001 | BALTIMORE, MD | |
B | 09/27/1993 - 09/01/1997 | ||
B | 06/01/1992 - 10/06/1993 | BALTIMORE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.