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RAYMOND KEITH SICH
CRD#: 2199892
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4000 Carillon Point
Suite 600
Kirkland, WA 98033
Registration History
19952000200520102015202020252 FIRMS2006 - 2008 (2 years)2 FIRMS2010 - Present (14 years)BPIPER JAFFRAY & CO. (CRD# 665)1999 - 2006 (7 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)1997 - 2000 (2 years)BU.S. BANCORP SECURITIES (CRD# 17439)1994 - 1997 (3 years)IAPIPER JAFFRAY & CO. (CRD# 665)2001 - 2006 (5 years)
License(s)

State Registrations

B
Alabama 4/29/2022

B
Nebraska 2/20/2019

B
Alaska 6/1/2010

B
Nevada 1/9/2012

B
Arizona 9/22/2021

B
New Hampshire 5/25/2022

B
Arkansas 2/20/2019

B
New Jersey 5/25/2022

B
California 7/20/2012

B
New Mexico 2/20/2019

B
Colorado 5/11/2022

B
New York 5/25/2022

B
Connecticut 5/11/2022

B
North Carolina 9/23/2015

B
Delaware 5/11/2022

B
North Dakota 2/20/2019

B
District of Columbia 5/11/2022

B
Ohio 5/31/2019

B
Florida 2/20/2019

B
Oklahoma 5/25/2022

B
Georgia 2/20/2019

B
Oregon 7/20/2012

B
Hawaii 5/25/2022

B
Pennsylvania 5/25/2022

B
Idaho 5/19/2010

B
Puerto Rico 2/20/2019

B
Illinois 2/20/2019

B
Rhode Island 2/20/2019

B
Indiana 2/20/2019

B
South Carolina 2/20/2019

B
Iowa 5/25/2022

B
South Dakota 2/20/2019

B
Kansas 5/25/2022

B
Tennessee 5/25/2022

B
Kentucky 5/25/2022

B
Texas 2/20/2019

B
Louisiana 5/25/2022

IA
Texas 2/24/2020

B
Maine 5/25/2022

B
Utah 2/20/2019

B
Maryland 5/25/2022

B
Vermont 5/25/2022

B
Massachusetts 3/11/2019

B
Virgin Islands 5/25/2022

B
Michigan 5/25/2022

B
Virginia 5/25/2022

B
Minnesota 2/20/2019

B
Washington 3/31/2010

B
Mississippi 2/20/2019

IA
Washington 3/31/2010

B
Missouri 4/29/2022

B
West Virginia 5/25/2022

B
Montana 6/12/2014

B
Wisconsin 2/20/2019

IA
Montana 8/20/2019

B
Wyoming 5/25/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4000 Carillon Point Suite 600, Kirkland, WA 98033
Registered with this firm since 3/31/2010

B
MORGAN STANLEY (CRD#:149777)
4000 Carillon Point Suite 600, Kirkland, WA 98033
Registered with this firm since 3/31/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/12/2006 - 08/08/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
08/12/2006 - 08/08/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
IA
04/18/2001 - 08/12/2006 PIPER JAFFRAY & CO. (CRD#:665) SEATTLE, WA
B
08/30/1999 - 08/12/2006 PIPER JAFFRAY & CO. (CRD#:665) SEATTLE, WA
B
09/03/1997 - 07/28/2000 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
B
02/22/1994 - 09/03/1997 U.S. BANCORP SECURITIES (CRD#:17439) PORTLAND, OR
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.