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LAURA LEE FLEMING
CRD#: 2199436
IA
Investment Adviser
B
Broker
INTEGRATED WEALTH CONCEPTS LLCCRD#: 284656 200 5TH AVE
SUITE 4010
WALTHAM, MA 02451
LPL FINANCIAL LLCCRD#: 6413 BOSTON, MA
Registration History
19952000200520102015202020252 FIRMS2019 - Present (5 years)BLINCOLN FINANCIAL DISTRIBUTORS... (CRD# 145)2018 - 2019 (<1 year)BDIRECTED SERVICES LLC (CRD# 21675)2018 - 2018 (<1 year)BCROSSROADS CAPITAL DISTRIBUTOR... (CRD# 171776)2017 - 2017 (<1 year)BMETLIFE INVESTORS DISTRIBUTION... (CRD# 107622)2014 - 2016 (2 years)BPROEQUITIES, INC. (CRD# 15708)2010 - 2013 (3 years)BLINCOLN FINANCIAL DISTRIBUTORS... (CRD# 145)2006 - 2010 (4 years)BAXA DISTRIBUTORS, LLC (CRD# 25900)2005 - 2006 (1 year)BAMERICAN SKANDIA MARKETING, INC. (CRD# 21570)1997 - 2005 (7 years)BMFS FUND DISTRIBUTORS, INC. (CRD# 31052)1994 - 1997 (2 years)BMFS FINANCIAL SERVICES, INC. (CRD# 18309)1994 - 1994 (<1 year)IAAMERICAN SKANDIA ADVISORY SERV... (CRD# 109211)2003 - 2004 (1 year)
Disclosure(s)
View By:
2/8/2016
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 12/19/2022

B
New Hampshire 1/21/2020

B
California 1/7/2020

B
New Jersey 1/15/2020

B
Colorado 1/6/2020

B
New York 7/21/2022

B
Connecticut 10/31/2019

B
North Carolina 1/8/2020

B
Florida 10/29/2019

B
Rhode Island 11/5/2019

B
Maine 12/13/2022

B
Texas 12/13/2022

B
Maryland 1/7/2020

B
Virginia 1/7/2020

B
Massachusetts 10/30/2019

B
Washington 1/10/2020

IA
Massachusetts 11/7/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INTEGRATED WEALTH CONCEPTS LLC (CRD#:284656)
200 5TH AVE SUITE 4010, WALTHAM, MA 02451
Registered with this firm since 11/7/2019

B
LPL FINANCIAL LLC (CRD#:6413)
BOSTON, MA
Registered with this firm since 10/28/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
12/17/2018 - 09/04/2019 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) RADNOR, PA
B
02/25/2018 - 05/09/2018 DIRECTED SERVICES LLC (CRD#:21675) WEST CHESTER, PA
B
06/16/2017 - 12/31/2017 CROSSROADS CAPITAL DISTRIBUTORS, LLC (CRD#:171776) Newport Beach, CA
B
03/31/2014 - 03/04/2016 METLIFE INVESTORS DISTRIBUTION COMPANY (CRD#:107622) NEW YORK CITY, NY
B
10/20/2010 - 10/29/2013 PROEQUITIES, INC. (CRD#:15708) BIRMINGHAM, AL
B
06/20/2006 - 09/28/2010 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) RADNOR, PA
B
03/08/2005 - 06/12/2006 AXA DISTRIBUTORS, LLC (CRD#:25900) CHARLOTTE, NC
B
08/20/1997 - 03/10/2005 AMERICAN SKANDIA MARKETING, INC. (CRD#:21570) SHELTON, CT
IA
02/28/2003 - 03/25/2004 AMERICAN SKANDIA ADVISORY SERVICES, INC. (CRD#:109211) SHELTON, CT
B
12/06/1994 - 05/20/1997 MFS FUND DISTRIBUTORS, INC. (CRD#:31052) BOSTON, MA
B
02/10/1994 - 12/31/1994 MFS FINANCIAL SERVICES, INC. (CRD#:18309) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.