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KAIVON ANDREW MAKNOON
CRD#: 2199067
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 301 GRANT ST STE 3600
ONE OXFORD CENTRE
PITTSBURGH, PA 15219
Registration History
19952000200520102015202020252 FIRMS1995 - 1996 (<1 year)2 FIRMS1996 - 1997 (<1 year)IAWELLS FARGO ADVISORS (CRD# 19616)2012 - Present (13 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2009 - Present (15 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)1999 - 2009 (10 years)BNATCITY INSURANCE SERVICES, INC. (CRD# 16989)2000 - 2001 (1 year)BNEW ENGLAND SECURITIES (CRD# 615)1992 - 1995 (3 years)
License(s)

State Registrations

B
Alabama 1/7/2020

B
Montana 6/29/2021

B
Arizona 1/3/2023

B
Nevada 1/3/2023

B
California 5/8/2018

B
New Jersey 12/3/2015

B
Colorado 1/3/2023

B
New York 7/24/2018

B
Delaware 4/28/2022

B
North Carolina 3/16/2016

B
District of Columbia 10/7/2022

B
Ohio 5/8/2018

B
Florida 5/8/2018

B
Oregon 1/18/2023

B
Georgia 1/3/2023

B
Pennsylvania 9/22/2009

B
Hawaii 11/2/2022

IA
Pennsylvania 2/28/2012

B
Illinois 1/3/2023

B
Rhode Island 1/3/2023

B
Indiana 1/7/2020

B
South Carolina 1/3/2023

B
Iowa 1/3/2023

B
Tennessee 1/3/2023

B
Kansas 1/9/2023

B
Texas 1/7/2020

B
Kentucky 1/7/2020

IA
Texas 1/8/2020

B
Maine 1/3/2023

B
Utah 5/22/2019

B
Maryland 6/8/2021

B
Vermont 1/3/2023

B
Massachusetts 1/3/2023

B
Virginia 3/10/2020

B
Michigan 2/9/2016

B
Washington 1/3/2023

B
Minnesota 1/3/2023

B
West Virginia 1/3/2023

B
Missouri 1/3/2023

B
Wyoming 1/3/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
301 GRANT ST STE 3600 ONE OXFORD CENTRE, PITTSBURGH, PA 15219
Registered with this firm since 2/28/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
301 GRANT ST STE 3600 ONE OXFORD CENTRE, PITTSBURGH, PA 15219
Registered with this firm since 9/22/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/23/1999 - 08/05/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) PITTSBURGH, PA
B
08/04/2000 - 12/31/2001 NATCITY INSURANCE SERVICES, INC. (CRD#:16989) CLEVELAND, OH
B
09/30/1996 - 03/17/1997 INDEPENDENT FINANCIAL SECURITIES, INC. (CRD#:19924)
B
08/02/1996 - 02/28/1997 NATCITY INVESTMENTS, INC. (CRD#:17490) CLEVELAND, OH
B
09/21/1995 - 08/27/1996 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
09/21/1995 - 08/27/1996 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
01/22/1992 - 09/08/1995 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
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