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Detailed Report
JEFFREY MATTHEW SCOFIELD
JEFF MATTHEW SCOFIELD, JEFFREY M SCOFIELD
CRD#: 2199052
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 300 N LAKE AVE
SUITE 1010
PASADENA, CA 91101-4136
Registration History
19952000200520102015202020252 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - 2015 (4 years)2 FIRMS2015 - 2019 (4 years)2 FIRMS2019 - Present (5 years)BMORGAN STANLEY DW INC. (CRD# 7556)1992 - 2005 (13 years)IAMORGAN STANLEY (CRD# 7556)1998 - 2005 (6 years)
License(s)

State Registrations

B
Alabama 5/16/2024
B
Nevada 12/2/2019
B
Arizona 12/2/2019
B
New Hampshire 12/2/2019
B
Arkansas 10/1/2019
B
New Jersey 12/2/2019
B
California 10/1/2019
B
New Mexico 12/2/2019
IA
California 10/1/2019
B
New York 12/2/2019
B
Colorado 12/2/2019
B
North Carolina 12/2/2019
B
Connecticut 12/2/2019
B
Ohio 12/2/2019
B
District of Columbia 12/2/2019
B
Oklahoma 12/2/2019
B
Florida 12/2/2019
B
Oregon 12/2/2019
B
Hawaii 12/2/2019
B
Rhode Island 12/2/2019
B
Idaho 2/6/2024
B
South Carolina 12/2/2019
B
Illinois 8/17/2022
B
Tennessee 12/2/2019
B
Indiana 12/2/2019
B
Texas 12/2/2019
B
Kansas 11/10/2021
IA
Texas 12/2/2019
B
Kentucky 1/16/2025
B
Utah 3/18/2024
B
Maine 9/13/2023
B
Virginia 12/2/2019
B
Massachusetts 11/19/2024
B
Washington 12/2/2019
B
Missouri 12/2/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX PEARL, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
300 N LAKE AVE SUITE 1010, PASADENA, CA 91101-4136
Altadena, CA
Registered with this firm since 10/1/2019
B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
300 N LAKE AVE SUITE 1010, PASADENA, CA 91101-4136
Altadena, CA
Registered with this firm since 10/1/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/03/2015 - 10/02/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WESTLAKE VILLAGE, CA
B
 07/01/2015 - 10/02/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WESTLAKE VILLAGE, CA
IA
 02/25/2011 - 08/17/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
B
 02/25/2011 - 08/17/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
IA
 03/10/2008 - 01/03/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) PASADENA, CA
B
 03/10/2008 - 01/03/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) PASADENA, CA
IA
 11/08/2005 - 03/06/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LOS ANGELES, CA
B
 11/08/2005 - 03/06/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LOS ANGELES, CA
IA
 11/02/1998 - 08/16/2005 MORGAN STANLEY (CRD#:7556) VALENCIA, CA
B
 03/23/1992 - 08/16/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.