• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
WILLIAM JOHN NEDZA
BILL NEDZA
CRD#: 2198987
IA
Investment Adviser
B
Previous Broker
VENTOUX FINANCIAL ADVISORS, LLCCRD#: 298631 CHICAGO, IL
Registration History
19952000200520102015202020252 FIRMS1992 - 1997 (5 years)IAVENTOUX FINANCIAL ADVISORS, LLC (CRD# 298631)2018 - Present (6 years)BTRADINGBLOCK (CRD# 128605)2010 - 2018 (8 years)BTHINKORSWIM, INC. (CRD# 106069)2006 - 2010 (4 years)BSPIKE FINANCIAL SERVICES, LLC (CRD# 112193)2002 - 2006 (4 years)BTERRA NOVA TRADING, L.L.C. (CRD# 37761)2004 - 2006 (1 year)BLEGEND SECURITIES, INC. (CRD# 44952)2000 - 2002 (1 year)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1997 - 2000 (2 years)IANEDZA FINANCIAL ADVISORS, LLC (CRD# 164757)2012 - 2019 (7 years)IAMONEYBLOCK (CRD# 128605)2015 - 2016 (<1 year)IAMONEYBLOCK (CRD# 128605)2012 - 2014 (1 year)IABRIDGE ADVISORS, INC. DBA TRAD... (CRD# 132613)2010 - 2012 (2 years)
License(s)

State Registrations

IA
Florida 1/4/2019

IA
Texas 3/31/2022

IA
Illinois 11/7/2018

Current Registration(s)
IA
VENTOUX FINANCIAL ADVISORS, LLC (CRD#:298631)
CHICAGO, IL
Registered with this firm since 11/7/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/20/2012 - 12/31/2019 NEDZA FINANCIAL ADVISORS, LLC (CRD#:164757) CHICAGO, IL
B
02/01/2010 - 12/31/2018 TRADINGBLOCK (CRD#:128605) CHICAGO, IL
IA
06/26/2015 - 04/04/2016 MONEYBLOCK (CRD#:128605) CHICAGO, IL
IA
09/06/2012 - 07/21/2014 MONEYBLOCK (CRD#:128605) CHICAGO, IL
IA
04/27/2010 - 08/15/2012 BRIDGE ADVISORS, INC. DBA TRADINGBLOCK ADVISORS (CRD#:132613) CHICAGO, IL
B
01/18/2006 - 02/01/2010 THINKORSWIM, INC. (CRD#:106069) CHICAGO, IL
B
01/02/2002 - 08/31/2006 SPIKE FINANCIAL SERVICES, LLC (CRD#:112193) CHICAGO, IL
B
10/06/2004 - 01/17/2006 TERRA NOVA TRADING, L.L.C. (CRD#:37761) CHICAGO, IL
B
06/08/2000 - 01/25/2002 LEGEND SECURITIES, INC. (CRD#:44952)
FINRA expelled the firm on 04/17/2017
NEW YORK, NY
B
09/20/1997 - 05/17/2000 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEWARK, DE
B
01/07/1992 - 09/08/1997 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
01/07/1992 - 09/08/1997 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.