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Detailed Report
CHERYL ANN SQUIER
CHERYL ANN DEBRUCQUE, CHERYL A JOHNSON, CHERYL ANN JOHNSON, CHERYL JOHNSON, CHERYL ANN JOHNSON-SQUIER…
CRD#: 2198681
IA
Investment Adviser
B
Broker
D.A. DAVIDSON & CO.CRD#: 199 360 W PARK DR
SUITE 200
GRAND JUNCTION, CO 81505
Registration History
19952000200520102015202020252 FIRMS2011 - 2021 (10 years)2 FIRMS2021 - Present (3 years)BEDWARD JONES (CRD# 250)2004 - 2011 (7 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1996 - 2004 (7 years)BAEGON USA SECURITIES INC. (CRD# 13302)1994 - 1996 (2 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1993 - 1994 (1 year)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1993 - 1993 (<1 year)BFN INVESTMENT CENTER (CRD# 19631)1991 - 1993 (1 year)IAEDWARD JONES (CRD# 250)2007 - 2011 (4 years)
Disclosure(s)
View By:
8/19/2021
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 1/26/2022
B
Montana 7/6/2021
B
Arizona 5/6/2021
B
Nevada 5/6/2021
B
California 5/6/2021
B
New Hampshire 11/8/2022
B
Colorado 5/6/2021
B
New Mexico 5/6/2021
IA
Colorado 5/6/2021
B
New York 11/3/2023
B
Florida 5/6/2021
B
Oklahoma 1/11/2023
B
Hawaii 5/6/2021
B
Oregon 12/16/2022
B
Idaho 5/6/2021
B
South Carolina 1/11/2023
B
Kansas 10/24/2024
B
Texas 5/6/2021
B
Louisiana 1/10/2023
IA
Texas 5/6/2021
B
Massachusetts 5/6/2021
B
Utah 5/6/2021
B
Michigan 1/17/2025
B
Wisconsin 5/6/2021
B
Missouri 5/2/2024
B
Wyoming 9/23/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
D.A. DAVIDSON & CO. (CRD#:199)
360 W PARK DR SUITE 200, GRAND JUNCTION, CO 81505
Registered with this firm since 5/6/2021
B
D.A. DAVIDSON & CO. (CRD#:199)
360 W PARK DR SUITE 200, GRAND JUNCTION, CO 81505
Registered with this firm since 5/6/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/04/2011 - 05/12/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GRAND JUNCTION, CO
B
 03/04/2011 - 05/12/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GRAND JUNCTION, CO
IA
 03/05/2007 - 03/09/2011 EDWARD JONES (CRD#:250) GRAND JUNCTION, CO
B
 03/25/2004 - 03/09/2011 EDWARD JONES (CRD#:250) GRAND JUNCTION, CO
B
 12/10/1996 - 03/30/2004 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
 10/05/1994 - 12/10/1996 AEGON USA SECURITIES INC. (CRD#:13302) CEDAR RAPIDS, IA
B
 10/19/1993 - 10/11/1994 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 03/02/1993 - 10/14/1993 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
 12/23/1991 - 03/04/1993 FN INVESTMENT CENTER (CRD#:19631) SACRAMENTO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.